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- Tasks: Provide expert regulatory compliance advice and support clients in banking and credit sectors.
- Company: High-growth consultancy with a focus on regulatory compliance.
- Benefits: Hybrid working, competitive salary, and opportunities for professional growth.
- Why this job: Join a dynamic team and make a real impact in regulatory compliance.
- Qualifications: Experience in compliance roles and strong understanding of UK regulations.
- Other info: Engage with diverse stakeholders and enhance your career in a supportive environment.
The predicted salary is between 60000 - 80000 £ per year.
We are working with a high-growth consultancy expanding its Regulatory Compliance Advisory practice, seeking Principle and Senior Consultants to join their London team. This is a senior, client-facing role providing SME support on regulatory compliance, delivering advisory and oversight on complex engagements.
Key Responsibilities
- Provide regulatory compliance advice to clients across retail banking and consumer credit sectors
- Interpret and apply UK regulatory requirements (e.g. FCA rules, Consumer Duty, CONC, SYSC)
- Support the design, review, and enhancement of compliance frameworks, policies, and procedures
- Assist clients with regulatory change projects, including implementation and impact assessments
- Support internal audit, remediation programmes, and skilled person reviews (where applicable)
- Engage with client stakeholders at various levels, delivering clear and actionable recommendations
Key Skills & Experience
- Experience in a compliance or regulatory advisory role within retail banking or consumer credit/lending
- Good understanding of UK regulatory frameworks, particularly FCA requirements
- Familiarity with key topics such as Consumer Duty, SMCR, conduct risk, and customer outcomes
- Excellent communication and stakeholder management abilities
Regulatory Compliance Consultant in London employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Consultant in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the regulatory compliance field. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA rules and Consumer Duty. Be ready to discuss how you've applied these in past roles, as real-world examples will impress hiring managers.
✨Tip Number 3
Showcase your communication skills! In client-facing roles, being able to convey complex regulatory concepts clearly is key. Practice explaining your past projects in simple terms to demonstrate this ability.
✨Tip Number 4
Don't forget to apply through our website! We have loads of opportunities that might just be the perfect fit for you. Plus, it’s a great way to ensure your application gets seen by the right people.
We think you need these skills to ace Regulatory Compliance Consultant in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Regulatory Compliance Consultant. Highlight your experience in compliance or regulatory advisory roles, especially in retail banking or consumer credit. We want to see how your skills align with the key responsibilities listed in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that demonstrate your understanding of UK regulatory frameworks and your ability to engage with client stakeholders effectively. We love a good story!
Showcase Your Communication Skills: Since this is a client-facing role, it's crucial to showcase your excellent communication abilities. Whether it's in your CV, cover letter, or any additional documents, make sure to highlight instances where you've successfully communicated complex regulatory concepts to clients or stakeholders.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it shows us you're keen on joining our team!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on the key UK regulatory frameworks, especially FCA rules and Consumer Duty. Being able to discuss these confidently will show that you’re not just familiar with the topics but can also apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles in compliance or regulatory advisory. Highlight how you’ve successfully navigated complex engagements or implemented compliance frameworks. This will demonstrate your hands-on experience and problem-solving skills.
✨Engage with Stakeholders
Think about how you’ve interacted with various stakeholders in previous roles. Be ready to share examples of how you’ve communicated complex regulatory advice clearly and effectively. This is crucial for a client-facing role, so practice articulating your thoughts.
✨Ask Insightful Questions
Prepare thoughtful questions about the consultancy’s approach to regulatory compliance and their current challenges. This shows your genuine interest in the role and helps you assess if the company aligns with your career goals.