At a Glance
- Tasks: Process global corporate events and enhance client service in a dynamic operations team.
- Company: Join a leading wealth management technology platform with a focus on innovation.
- Benefits: Gain valuable experience in finance, with opportunities for professional growth and development.
- Other info: Fast-paced environment with opportunities to learn and grow in the finance sector.
- Why this job: Make a real impact in the financial industry while working collaboratively with a supportive team.
- Qualifications: Understanding of corporate events and proficiency in Microsoft Office; financial services experience preferred.
The predicted salary is between 29700 - 36300 £ per year.
Join a busy operations team supporting the clients of a leading wealth management technology platform. Our client provides a broad range of Corporate Actions, Proxy Voting and Fund Conversion services through its own technology solutions, servicing a diverse book of wealth platform clients. This is a hands-on role for someone who takes a proactive approach to client service and risk mitigation, with a genuine appetite for continuous process improvement.
Key Responsibilities:
- Process global voluntary and mandatory corporate events across multiple clients in a timely manner.
- Review, investigate and resolve exceptions.
- Analyse event detail from custodian SWIFT messages and obtain second-source validation where required.
- Monitor and resolve stock discrepancies between the firm and its custodians within defined timeframes, with awareness of CASS regulatory impacts.
- Resolve cash reconciliation differences between internal ledgers and cash agent balances within defined timeframes, again with a clear understanding of CASS implications.
- Escalate issues to your supervisor promptly.
- QA daily workload to prioritise effectively, identify errors and provide workable resolutions.
- Recommend process improvements, evaluating risk and control impact.
- Liaise with operating and business units to flag processing issues and ensure cross-firm collaboration.
- Proactively manage the client experience, adhering to SLAs and communicating professionally.
- Participate in ad hoc projects as required.
- Maintain and update internal systems and procedures to ensure data integrity and consistent communication across the team.
- Stay abreast of the financial industry, market conditions, regulation and the firm's products and services.
- Adhere to all relevant FCA requirements and compliance standards.
What You'll Bring:
- Solid understanding of global corporate events and the wider securities industry.
- Knowledge of the UK impact on book costs arising from CA processing, including apportionment based on first-day market values.
- Good working knowledge of SWIFT message formats.
- Proficiency across Microsoft Office (Word, Excel, Outlook and Access).
- Ideally degree educated (or equivalent) with financial services experience.
- Experience in private banking, mutual funds or investment advisory is preferred, alongside industry knowledge of asset management and investment processing.
- Strong project management, organisational and PC skills.
- A process-oriented mindset with excellent attention to detail.
- The ability to juggle multiple tasks and projects to tight deadlines.
- A genuine team player who supports collective outcomes and collaboration.
Interim Corporate Actions Analyst in London employer: Broadgate
As a leading fintech in the cross-border payments sector, we pride ourselves on fostering a dynamic and innovative work environment where compliance is viewed as a vital component of our infrastructure. Our London-based team enjoys a hybrid working model, competitive salary packages, and equity options, alongside opportunities for professional growth and direct collaboration with senior leadership. Join us to make a meaningful impact in a role that empowers you to shape compliance strategies across multiple jurisdictions.
