At a Glance
- Tasks: Lead a team in client administration and financial crime operations, ensuring compliance and operational excellence.
- Company: Dynamic financial services firm with a focus on innovation and collaboration.
- Benefits: Competitive salary, hybrid working, career development, and a supportive culture.
- Other info: Opportunity to work with senior stakeholders and drive process improvements.
- Why this job: Make a real impact in financial crime operations while developing your leadership skills.
- Qualifications: Experience in AML/KYC and strong leadership skills required.
The predicted salary is between 50000 - 65000 £ per year.
My client is seeking an experienced AML Operations Supervisor to lead a Client Administration and Financial Crime Operations team within a regulated financial services environment. This is an excellent opportunity for a professional with strong AML/KYC and operational leadership experience to oversee critical client lifecycle activities, maintain robust control frameworks, and drive operational excellence across the business.
Key Responsibilities
- Lead and manage day-to-day client administration and financial crime operations activities.
- Oversee customer onboarding, due diligence reviews, periodic reviews, and ongoing monitoring processes.
- Review and approve customer risk assessments, ensuring adherence to regulatory and internal standards.
- Provide oversight of Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) activities, including higher-risk customer reviews.
- Act as the primary escalation point for complex AML, KYC, and client documentation matters.
- Monitor operational performance against service level agreements and quality standards.
- Maintain and enhance operational procedures, controls, and risk management frameworks.
- Produce management reporting and insights for senior stakeholders, highlighting key risks, trends, and improvement opportunities.
- Collaborate with Compliance, Risk, Client Services, and Technology teams to strengthen operational effectiveness and regulatory compliance.
- Support continuous improvement initiatives and process enhancement projects.
About You
- Proven experience in AML, KYC, Financial Crime Operations, Compliance, or a related operational leadership role.
- Strong understanding of financial crime regulations, customer due diligence requirements, and risk management practices.
- Experience leading teams and managing operational workloads within a regulated environment.
- Excellent analytical, organisational, and problem-solving skills.
- Strong stakeholder management and communication abilities.
- Ability to make sound decisions, manage escalations, and work effectively under pressure.
- Proficiency with Microsoft Office applications, particularly Excel and PowerPoint.
- Relevant AML or Financial Crime qualification is advantageous.
What's on offer
- Competitive salary and benefits package.
- Hybrid working environment.
- Career development and progression opportunities.
- Collaborative and supportive culture.
- Exposure to senior stakeholders and business-critical initiatives.
- Opportunity to contribute to operational excellence within a growing organisation.
AML Operations Supervisor in London employer: Broadgate
Join a dynamic and collaborative team as an AML Operations Supervisor in London, where you will play a pivotal role in overseeing client administration and financial crime operations. Our hybrid working environment promotes work-life balance, while our commitment to employee development ensures you have ample opportunities for career progression. With a competitive salary and benefits package, along with exposure to senior stakeholders, this is an excellent opportunity to contribute to operational excellence in a regulated financial services setting.
StudySmarter Expert Advice🤫
We think this is how you could land AML Operations Supervisor in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those in AML and KYC roles. A friendly chat can lead to insider info about job openings or even referrals that could give you the edge.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of financial crime regulations and operational best practices. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise when it matters most.
✨Tip Number 3
Don’t just apply and wait! Follow up on your applications with a quick email or LinkedIn message to express your enthusiasm. It shows initiative and keeps you on their radar, which is crucial in a competitive field like AML operations.
✨Tip Number 4
Utilise our website to find tailored job opportunities that match your skills. We’ve got a range of roles in AML and financial crime operations, so make sure to check back regularly and apply directly for the best chance at landing that dream job!
We think you need these skills to ace AML Operations Supervisor in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the AML Operations Supervisor role. Highlight your experience in AML, KYC, and operational leadership. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our team. Share specific examples of your achievements in financial crime operations and how you can contribute to our success.
Showcase Your Skills:Don’t forget to highlight your analytical, organisational, and problem-solving skills in your application. We love candidates who can demonstrate their ability to manage escalations and work under pressure!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and get you on the path to joining our awesome team!
How to prepare for a job interview at Broadgate
✨Know Your AML Inside Out
Make sure you brush up on your knowledge of AML and KYC regulations. Be prepared to discuss specific examples from your past experience where you've successfully navigated complex compliance issues or led a team through challenging operational scenarios.
✨Showcase Your Leadership Skills
As an Operations Supervisor, your leadership abilities are crucial. Think of instances where you've effectively managed a team or improved processes. Be ready to share how you motivate your team and handle escalations, as this will demonstrate your capability to lead in a regulated environment.
✨Prepare for Scenario-Based Questions
Expect questions that put you in hypothetical situations related to AML operations. Practice articulating your thought process and decision-making skills in these scenarios. This will show your analytical abilities and how you approach problem-solving under pressure.
✨Engage with Stakeholders
Highlight your experience in collaborating with various teams like Compliance and Risk. Prepare to discuss how you've built relationships with stakeholders and contributed to operational effectiveness. This will illustrate your communication skills and ability to work in a collaborative environment.
