A key hire to help design and implement a robust Compliance Monitoring Framework. This role is pivotal to ensure our client adheres to regulatory obligations, internal policies, strengthening financial crime controls.
Some Key Responsibilities
- Design and implement a comprehensive compliance monitoring framework
- Leading thematic reviews across the business
- Developing and maintaining an annual risk-based compliance monitoring plan.
- Reviewing controls and coaching the business on improving compliance monitoring.
- Regulatory horizon scanning for upcoming regulatory changes and leading with the support of the wider risk and compliance team on regulatory change initiatives.
Experience
- Strong knowledge of UK financial services, preferably from a Wealth & Investment Management background.
- Proven experience in compliance monitoring within financial services or a regulated environment.
- Strong communication and stakeholder management skills.
- Experience in leading teams and managing people effectively
- Experience in designing compliance frameworks from scratch.
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Senior Compliance Monitoring Manager in Leeds employer: Broadgate
Join a leading global insurance group that prioritises innovation and excellence in technology risk management. With a strong commitment to employee development, you will have access to unparalleled growth opportunities and a collaborative work culture that values your insights and expertise. Located at the heart of a complex, multi-jurisdictional business, this role offers a unique chance to influence strategic decisions at the highest level while working alongside industry leaders in a supportive environment.
