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- Tasks: Lead compliance policies and provide regulatory guidance in a dynamic financial environment.
- Company: A top UK IFA/wealth management firm with a strong reputation.
- Benefits: Hybrid working model, competitive salary, and opportunities for professional growth.
- Why this job: Make a real impact by ensuring compliance and shaping the future of financial planning.
- Qualifications: 5+ years in compliance advisory with knowledge of COBS and FCA Handbook.
- Other info: Engage with diverse stakeholders and enjoy a collaborative work culture.
The predicted salary is between 48000 - 72000 £ per year.
A leading UK IFA/wealth management firm is searching for an experienced Senior Compliance Advisory Manager to oversee compliance policies and provide regulatory guidance. The candidate will need a minimum of 5 years’ experience in compliance advisory, particularly within financial planning, and strong knowledge of relevant guidelines including COBS and the FCA Handbook.
The role offers a hybrid working model with opportunities to engage closely with various stakeholders to ensure compliance across the business.
Hybrid London: Senior Compliance Advisory Lead employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Hybrid London: Senior Compliance Advisory Lead
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial planning sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of COBS and the FCA Handbook. Be ready to discuss how you've navigated compliance challenges in the past and how you can bring that expertise to the table.
✨Tip Number 3
Showcase your soft skills! As a Senior Compliance Advisory Lead, you'll need to engage with various stakeholders. Highlight your communication and relationship-building skills during interviews to demonstrate your fit for the role.
✨Tip Number 4
Don't forget to apply through our website! We make it easy for you to find the right opportunities and connect with us directly. Plus, it shows you're serious about joining our team!
We think you need these skills to ace Hybrid London: Senior Compliance Advisory Lead
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance advisory, especially within financial planning. We want to see how your background aligns with the role, so don’t be shy about showcasing your knowledge of COBS and the FCA Handbook!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Senior Compliance Advisory Lead position. Share specific examples of how you've successfully navigated compliance challenges in the past.
Showcase Your Stakeholder Engagement Skills: Since this role involves working closely with various stakeholders, make sure to highlight any relevant experience you have in this area. We love to see candidates who can effectively communicate and collaborate across teams!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates regarding your application status!
How to prepare for a job interview at Broadgate
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance policies, especially COBS and the FCA Handbook. Being able to discuss these guidelines confidently will show that you're not just familiar with them, but that you can apply them in real-world scenarios.
✨Showcase Your Experience
With a minimum of 5 years in compliance advisory, be ready to share specific examples from your past roles. Highlight situations where you successfully navigated complex regulatory challenges or improved compliance processes. This will demonstrate your expertise and problem-solving skills.
✨Engage with Stakeholders
Since the role involves working closely with various stakeholders, prepare to discuss how you've effectively communicated compliance issues in the past. Think about times when you’ve had to influence or educate others on compliance matters—this will show your ability to collaborate and lead.
✨Ask Insightful Questions
Prepare some thoughtful questions about the firm's compliance culture and how they handle regulatory changes. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your values and work style.
