At a Glance
- Tasks: Lead the UK Compliance function and manage regulatory engagement with the FCA.
- Company: Fast-growing, tech-led financial services business in insurance and fintech.
- Benefits: Competitive salary, remote work options, and significant career growth potential.
- Other info: Opportunity to take ownership of a critical function in a scaling organisation.
- Why this job: Shape compliance strategy and influence business growth in an innovative environment.
- Qualifications: 8+ years in Compliance or Financial Crime roles with strong FCA knowledge.
The predicted salary is between 80000 - 100000 £ per year.
A high-impact Compliance leadership opportunity within a fast-growing, technology‑led financial services business operating across insurance and fintech. Reporting to the Chief Risk Officer, you will lead the UK Compliance function, act as the firm’s primary FCA contact, and be put forward for approval under the Senior Managers & Certification Regime (SMCR). This role offers broad exposure across regulatory compliance, financial crime, governance, consumer duty, and risk management, with significant influence on business growth, product development, and regulatory strategy.
Key Responsibilities
- Lead the UK Compliance function and assume SMF responsibilities following FCA approval.
- Act as the primary liaison with the FCA, managing regulatory engagement, submissions, and notifications.
- Maintain and enhance Compliance and Financial Crime frameworks, ensuring they remain effective and scalable.
- Oversee compliance monitoring, risk assessments, controls testing, incident management, and regulatory reporting.
- Lead Consumer Duty and AML/CTF programmes, including governance, monitoring, and reporting obligations.
- Support new product launches, partnerships, and market expansion initiatives from a regulatory perspective.
- Provide reporting and insight to senior leadership and the Board on compliance, conduct risk, financial crime, and regulatory developments.
Requirements
- 8+ years’ experience in Compliance, Financial Crime, Risk, or Legal roles within insurance, insurtech, fintech, banking, payments, or other regulated financial services environments.
- Experience operating at, or ready to step into, an FCA-approved Senior Manager Function role.
- Strong knowledge of FCA regulations, Consumer Duty, SMCR, AML/CTF requirements, and wider UK regulatory frameworks.
- Proven ability to build pragmatic compliance frameworks within high-growth or technology-led businesses.
- Strong stakeholder management skills with experience engaging regulators, senior leadership, and Boards.
This is an excellent opportunity to take ownership of a critical function within an innovative, scaling organisation and play a key role in shaping its regulatory and compliance strategy.
Senior Compliance Manager in Grimsby employer: Broadgate
Join a dynamic and innovative financial services firm that prioritises compliance and regulatory excellence in a technology-driven environment. With a strong focus on employee growth, we offer comprehensive training and development opportunities, fostering a collaborative work culture that values your contributions. Enjoy the flexibility of remote work while being part of a team that is shaping the future of insurance and fintech in the UK.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager in Grimsby
✨Tip Number 1
Network like a pro! Reach out to industry contacts on LinkedIn or attend relevant events. We all know that sometimes it’s not just what you know, but who you know that can help you land that Senior Compliance Manager role.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key points to discuss, so you can showcase your expertise and confidence when chatting with potential employers.
✨Tip Number 3
Don’t shy away from asking questions during interviews! Show your interest in the company’s compliance strategies and how they align with your experience. This not only demonstrates your knowledge but also helps us see if you’re the right fit for the team.
✨Tip Number 4
Apply through our website for the best chance at landing that dream job! We make it easy for you to showcase your skills and experience directly to the hiring team, increasing your chances of getting noticed.
We think you need these skills to ace Senior Compliance Manager in Grimsby
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the role of Senior Compliance Manager. Highlight your experience in compliance, financial crime, and risk management, especially in tech-led environments. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of your achievements in compliance and how they relate to the responsibilities listed in the job description. We love a good story!
Showcase Your Regulatory Knowledge:Since this role involves liaising with the FCA, make sure to demonstrate your understanding of FCA regulations and frameworks like SMCR and Consumer Duty. We’re looking for someone who can hit the ground running, so show us you know your stuff!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss any important updates. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on FCA regulations, Consumer Duty, and SMCR before the interview. Being able to discuss these topics confidently will show that you're not just familiar with compliance but also ready to lead the function.
✨Showcase Your Experience
Prepare specific examples from your 8+ years in Compliance or Financial Crime roles. Highlight how you've built compliance frameworks or managed regulatory engagements in high-growth environments. This will demonstrate your hands-on experience and strategic thinking.
✨Engage with Stakeholders
Think about how you've successfully managed relationships with regulators and senior leadership in the past. Be ready to share stories that illustrate your stakeholder management skills, as this is crucial for the role.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance strategy and future challenges. This shows your genuine interest in the role and helps you assess if the company aligns with your career goals.
