Broadgate, a leading UK financial advice network, is seeking a Business Quality Adviser to join its Supervision & Assurance team. You will review advice files across Investments, Pensions, Mortgages and Insurance to help ensure clients achieve good outcomes.
You will assess suitability and disclosure against FCA rules, provide constructive feedback to advisers, run root-cause analysis on troubled cases, and contribute to thematic reviews such as retirement advice and vulnerable customers.
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Financial Advice Quality Reviewer employer: Broadgate
Join a leading global insurance group that prioritises innovation and excellence in technology risk management. With a strong commitment to employee development, you will have access to unparalleled growth opportunities and a collaborative work culture that values your insights and expertise. Located at the heart of a complex, multi-jurisdictional business, this role offers a unique chance to influence strategic decisions at the highest level while working alongside industry leaders in a supportive environment.
