Broadgate, a leading UK financial advice network, is seeking a Business Quality Adviser to join its Supervision and Assurance team. You will review advice files to ensure clients achieve good outcomes and support advisers in raising standards.
You will carry out pre- and post-sale reviews across Investments, Pensions, Mortgages and Insurance, assess suitability, affordability, risk and disclosure against FCA rules, and contribute to improvements through feedback and root-cause analysis.
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Financial Advice Quality Adviser | FCA Rules & Risk Reviews employer: Broadgate
Join a leading global insurance group that prioritises innovation and excellence in technology risk management. With a strong commitment to employee development, you will have access to unparalleled growth opportunities and a collaborative work culture that values your insights and expertise. Located at the heart of a complex, multi-jurisdictional business, this role offers a unique chance to influence strategic decisions at the highest level while working alongside industry leaders in a supportive environment.
