At a Glance
- Tasks: Drive compliance initiatives and ensure regulatory standards are met in a fast-paced fintech environment.
- Company: Dynamic tech-led financial services firm focused on insurance and fintech.
- Benefits: Flexible remote/hybrid work, competitive salary, and opportunities for professional growth.
- Other info: Engage with stakeholders at all levels and thrive in a technology-driven culture.
- Why this job: Join a high-impact team and shape the future of compliance in a rapidly evolving industry.
- Qualifications: 5+ years in compliance with strong knowledge of FCA regulations and fintech experience.
The predicted salary is between 60000 - 80000 € per year.
A high-impact Compliance & Risk opportunity within a regulated, technology-led financial services business operating in the insurance and fintech space. Reporting to the Chief Risk Officer, this role offers broad, hands-on exposure across regulatory compliance, financial crime, operational risk, and governance within a fast-scaling, digitally driven environment.
Key Responsibilities
- Support the implementation, enhancement, and ongoing maintenance of compliance frameworks across insurance, payments, consumer finance, GDPR, AML/CTF, and conduct risk.
- Monitor regulatory developments from the FCA and other relevant bodies, assessing business impact and supporting implementation of change.
- Conduct compliance monitoring reviews, thematic testing, control assessments, and risk reviews across key business areas.
- Support enterprise risk management activities including risk registers, incident management, and internal controls oversight.
- Assist with regulatory reporting, governance committee materials, and senior management MI.
- Support Fitness & Propriety / SMCR processes, onboarding governance, and annual certifications.
- Provide compliance input for new product launches, market expansion, third-party partnerships, and change initiatives.
Requirements
- Minimum 5 years’ experience in Compliance within fintech, payments, insurance, insurtech, e-money, banking, or other regulated financial services environments.
- Strong understanding of FCA regulations and experience interpreting regulatory requirements in a practical business context.
- Exposure to payments regulation, consumer duty, AML/financial crime, operational risk, or data privacy highly advantageous.
- Experience working in fast-paced, technology-led, or scaling businesses preferred.
- Confident communicator with the ability to engage and influence stakeholders across all levels of the business.
Compliance Manager in England employer: Broadgate
Join a dynamic and innovative financial services firm that prioritises compliance and risk management in a technology-driven environment. With a strong commitment to employee development, we offer extensive growth opportunities, a collaborative work culture, and the flexibility of remote or hybrid working arrangements in London. Our focus on regulatory excellence and operational integrity ensures that you will play a vital role in shaping the future of our business while enjoying a supportive and engaging workplace.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager in England
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and fintech space on LinkedIn. Join relevant groups and engage in discussions. You never know who might have a lead on that perfect Compliance Manager role!
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent developments in the industry. We recommend creating a cheat sheet of key topics to discuss, so you can impress your interviewers with your knowledge and confidence.
✨Tip Number 3
Showcase your experience with real-life examples during interviews. We all love a good story, so share how you've tackled compliance challenges or improved frameworks in previous roles. This will help you stand out as a candidate!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for passionate individuals who want to make an impact in the compliance world.
We think you need these skills to ace Compliance Manager in England
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Manager role. Highlight your experience in fintech and regulatory compliance, and don’t forget to mention any specific FCA regulations you’ve worked with. We want to see how your background aligns with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your skills can help us at StudySmarter. Be sure to mention any relevant projects or achievements that showcase your expertise in the field.
Showcase Your Communication Skills:As a Compliance Manager, you’ll need to engage with various stakeholders. In your application, demonstrate your communication skills by using clear and concise language. We love candidates who can convey complex ideas simply and effectively!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, you’ll get to explore more about our company culture and values while you’re at it!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on FCA regulations and any relevant compliance frameworks before the interview. Being able to discuss how these regulations impact the business will show that you’re not just familiar with the rules, but you can also apply them in a practical context.
✨Showcase Your Experience
Prepare specific examples from your past roles that highlight your experience in compliance, especially within fintech or insurance. Use the STAR method (Situation, Task, Action, Result) to structure your answers and demonstrate how you've successfully navigated compliance challenges.
✨Engage with Stakeholders
Since this role requires influencing stakeholders at all levels, think of ways you’ve effectively communicated compliance issues in the past. Be ready to share stories about how you’ve built relationships and gained buy-in for compliance initiatives.
✨Stay Current with Trends
Keep an eye on the latest trends in compliance and risk management, especially in the fintech space. Being able to discuss recent regulatory developments or industry changes during your interview will show that you’re proactive and genuinely interested in the field.
