Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Provide regulatory compliance support and advisory services to clients in banking and credit sectors.
- Company: High-growth consultancy with a focus on regulatory compliance.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Join a client-facing role and make a real impact in regulatory compliance.
- Qualifications: Experience in compliance and strong understanding of UK regulatory requirements.
- Other info: Opportunity for career growth and building strong client relationships.
The predicted salary is between 60000 - 80000 £ per year.
We are partnering with a high-growth consultancy expanding its Regulatory Compliance Advisory practice and seeking a talented Compliance Manager to join its London team. This is an excellent opportunity for an experienced compliance professional looking to broaden their exposure in a client-facing advisory environment. You will work closely with clients across a range of regulatory projects, providing practical compliance support and helping firms respond to evolving UK regulatory requirements.
Key Responsibilities
- Provide regulatory compliance support and advisory services to clients across retail banking and consumer credit sectors
- Interpret and apply UK regulatory requirements including FCA Handbook, Consumer Duty, CONC, SYSC, and wider conduct standards
- Support the review and enhancement of compliance frameworks, policies, procedures, and controls
- Deliver regulatory change projects, including gap analysis, implementation support, and impact assessments
- Build strong relationships with clients and internal colleagues across multiple engagements
- Contribute to proposals, business development activity, and wider team growth initiatives
Key Skills
Compliance Manager – Regulatory Advisory employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager – Regulatory Advisory
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and regulatory space. Attend industry events or webinars to meet potential employers and showcase your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on the latest UK regulatory requirements. Be ready to discuss how you've applied these in past roles, especially in client-facing situations.
✨Tip Number 3
Showcase your problem-solving skills! During interviews, share specific examples of how you've tackled compliance challenges and delivered results for clients.
✨Tip Number 4
Don't forget to apply through our website! We’re always looking for talented individuals who can contribute to our team and help us grow in the regulatory advisory space.
We think you need these skills to ace Compliance Manager – Regulatory Advisory
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your experience with regulatory frameworks and client-facing advisory work. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your background makes you a perfect fit for our team. Let us know what excites you about working with clients in the regulatory space.
Showcase Relevant Experience: When detailing your experience, focus on specific projects or roles where you’ve provided compliance support or worked with regulatory requirements. We love seeing concrete examples of your impact in previous positions!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our company culture and values.
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on the key UK regulatory requirements like the FCA Handbook, Consumer Duty, and CONC. Being able to discuss these confidently will show that you're not just familiar with the rules but can also apply them practically in a client-facing role.
✨Showcase Your Advisory Skills
Prepare examples from your past experiences where you've provided compliance support or advisory services. Highlight how you interpreted regulations and helped clients navigate complex compliance issues. This will demonstrate your ability to add value in a consultancy environment.
✨Build Rapport
Since this role involves building strong relationships with clients, practice your interpersonal skills. Think about how you can connect with interviewers by asking insightful questions about their current projects and challenges. This shows you're genuinely interested in their work.
✨Be Ready for Change Management Questions
Expect questions around delivering regulatory change projects. Prepare to discuss your experience with gap analysis, implementation support, and impact assessments. Use specific examples to illustrate how you've successfully managed change in previous roles.