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- Tasks: Lead regulatory projects and ensure compliance with FCA standards.
- Company: Dynamic financial services firm focused on innovation and compliance.
- Benefits: Attractive salary, flexible working options, and opportunities for professional growth.
- Why this job: Make a real difference in regulatory compliance while developing your expertise.
- Qualifications: Experience in regulatory frameworks and strong analytical skills.
- Other info: Collaborative environment with a focus on career advancement.
The predicted salary is between 43200 - 72000 £ per year.
Develop and deliver a clear remediation roadmap addressing all FCA feedback actions, supported by gap analysis, milestones, and evidence.
Own delivery of five FCA action points arising from the ETP review, covering MiFID II (appropriateness testing, costs and charges) and product governance (Consumer Duty outcomes monitoring and fair value assessment).
Enhance Consumer Duty and MiFID II frameworks to reflect the firm’s transition to a larger, more complex operating model.
Proactively support live FCA engagements by identifying issues early, maintaining control of regulatory narrative, and evidencing progress through 2026.
Identify and oversee remediation priorities within financial crime, coordinating SME input where required.
Establish effective governance, secure senior stakeholder (SMF) buy-in, and provide clear progress reporting and escalation.
Produce robust, regulator-ready documentation demonstrating sustainable remediation and embedded controls.
Regulatory Consultant (MIFID II / Consumer Duty) in City of London employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Consultant (MIFID II / Consumer Duty) in City of London
✨Tip Number 1
Network like a pro! Reach out to folks in the regulatory space, especially those who have experience with MiFID II and Consumer Duty. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent changes in the industry. We want you to be the go-to person for all things regulatory, so show off your knowledge and confidence when discussing these topics.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and expertise. Use our website to find roles that excite you and match your skills in delivering remediation roadmaps and governance.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.
We think you need these skills to ace Regulatory Consultant (MIFID II / Consumer Duty) in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Regulatory Consultant role. Highlight your experience with MiFID II and Consumer Duty, and don’t forget to showcase any relevant projects or achievements that align with the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific FCA action points you've worked on and how you’ve successfully navigated regulatory challenges in the past.
Showcase Your Analytical Skills: Since the role involves gap analysis and remediation roadmaps, make sure to highlight your analytical skills. Provide examples of how you've identified issues and implemented solutions in previous roles to demonstrate your proactive approach.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on MiFID II and Consumer Duty regulations before the interview. Understanding the nuances of these frameworks will not only show your expertise but also demonstrate your commitment to staying updated in a complex regulatory environment.
✨Prepare Real-World Examples
Think of specific instances where you've successfully managed FCA feedback or delivered remediation roadmaps. Be ready to discuss how you identified issues, coordinated with stakeholders, and produced documentation that met regulatory standards. This will help you illustrate your hands-on experience.
✨Showcase Your Stakeholder Management Skills
Since the role involves securing senior stakeholder buy-in, prepare to talk about how you've effectively communicated with senior management in the past. Highlight any strategies you've used to maintain control of the narrative and ensure everyone is aligned on progress.
✨Demonstrate Your Analytical Skills
Be prepared to discuss how you approach gap analysis and prioritise remediation actions. Employers want to see your thought process, so consider sharing how you’ve tackled similar challenges and what tools or methodologies you used to track progress and evidence outcomes.
