Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead a team providing strategic compliance advice and oversight in a dynamic insurance environment.
- Company: Join a leading UK insurer with a focus on customer-centric compliance.
- Benefits: Competitive salary, career development opportunities, and a supportive work culture.
- Why this job: Make a real impact by ensuring regulatory compliance and enhancing customer outcomes.
- Qualifications: Extensive compliance experience in general insurance and proven leadership skills.
- Other info: Collaborative environment with opportunities to influence at a strategic level.
The predicted salary is between 48000 - 72000 £ per year.
A leading UK insurer is seeking an experienced Compliance Advice Lead to head up their compliance advisory function. This is a key second line of defence role providing strategic regulatory advice and oversight across a complex, customer-focused business.
The Role
- Lead a team of compliance professionals, providing high-level regulatory advice and guidance across the business.
- Act as the SME for compliance advice, ensuring regulatory obligations are met and good customer outcomes are achieved.
- Provide oversight and challenge on product development, pricing, and regulatory change implementation.
- Support and deputise for the Head of Compliance, including attendance at governance meetings and committees.
- Mentor and develop the team to strengthen capability and compliance culture.
- Build strong relationships with senior stakeholders and influence at strategic level.
About You
- Extensive compliance advice experience within general insurance (motor, household, or travel).
- Proven leadership and team management experience within a compliance function.
- Strong knowledge of FCA regulations and regulatory change management.
- Excellent stakeholder engagement and communication skills – confident dealing with senior leaders.
- Strategic thinker with the ability to balance commercial and regulatory priorities.
Compliance Advice Lead in Cardiff employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Advice Lead in Cardiff
✨Tip Number 1
Network like a pro! Reach out to your connections in the insurance and compliance sectors. Attend industry events or webinars to meet potential employers and showcase your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent changes. We want you to be the go-to person for compliance advice, so show off your knowledge and strategic thinking during those chats!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds!
✨Tip Number 4
Apply through our website for a smoother process! We’re all about making it easy for you to land that Compliance Advice Lead role. Plus, it shows you’re serious about joining our team!
We think you need these skills to ace Compliance Advice Lead in Cardiff
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the specific skills and experiences that match the Compliance Advice Lead role. Highlight your leadership experience and knowledge of FCA regulations to show us you’re the right fit!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your strategic thinking can benefit our team. Don’t forget to mention your experience in mentoring and developing others.
Showcase Your Stakeholder Engagement Skills: In your application, give examples of how you've successfully engaged with senior stakeholders. We want to see your communication skills in action, so share those stories that demonstrate your influence at a strategic level.
Apply Through Our Website: We encourage you to apply directly through our website for the best chance of getting noticed. It’s the easiest way for us to keep track of your application and ensure it reaches the right people!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on FCA regulations and any recent changes in compliance. Being able to discuss these confidently will show that you're not just familiar with the rules, but that you can apply them strategically in a business context.
✨Showcase Your Leadership Skills
Prepare examples of how you've led teams in the past, especially in compliance settings. Highlight your mentoring experiences and how you've developed team capabilities. This will demonstrate your readiness to lead a team of compliance professionals.
✨Engage with Stakeholders
Think about how you've built relationships with senior stakeholders before. Be ready to share specific instances where your communication skills influenced decisions or outcomes. This is crucial for a role that requires strong stakeholder engagement.
✨Strategic Thinking in Action
Be prepared to discuss how you've balanced commercial priorities with regulatory obligations in previous roles. Use real-life examples to illustrate your strategic thinking and problem-solving abilities, as this will resonate well with the interviewers.
