At a Glance
- Tasks: Ensure compliance with regulations and promote good conduct within the organisation.
- Company: Established financial services firm in the West Midlands with a strong compliance culture.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Opportunity to engage with various departments and support regulatory changes.
- Why this job: Make a real difference in compliance while working with a dynamic team.
- Qualifications: Experience in compliance within financial services, preferably retail banking.
The predicted salary is between 50000 - 60000 £ per year.
A well-established financial services organisation based in the West Midlands is looking to hire an experienced Compliance Manager. This role ensures that business activities are carried out within the regulatory framework, while maintaining a strong culture of compliance and customer focus.
Responsibilities:
- Provide compliance advice and promote good conduct and customer outcomes.
- Work with the wider Compliance team, and support more junior members of the team.
- Work with other departments across the Bank to support regulatory change, demonstrating the right knowledge, skills and behaviours.
- Review and produce reports for governance committees.
- Engage with departmental and project queries, ensuring you provide the required level of support to the business with robust and timely second-line regulatory and conduct technical advice.
Experience:
- Proven experience in a 2LoD compliance role within the financial services sector – Preferably from a Retail Banking background.
Knowledge:
- Strong understanding of FCA regulations, conduct risk, and relevant handbooks (e.g., MCOBS & COBS).
- Up to date knowledge of the regulatory landscape and emerging industry risks.
Compliance Manager in Birmingham employer: Broadgate
Join a well-established financial services organisation in the West Midlands, where we prioritise a strong culture of compliance and customer focus. As a Compliance Manager, you will benefit from a collaborative work environment that fosters employee growth and development, alongside competitive remuneration and comprehensive benefits. Our commitment to regulatory excellence and support for our team members makes us an exceptional employer for those seeking meaningful and rewarding careers in the financial sector.
