At a Glance
- Tasks: Lead compliance assurance programmes and strengthen governance in a dynamic business.
- Company: Join a well-established regulated organisation with a focus on growth.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Opportunity to manage a team and engage with senior stakeholders.
- Why this job: Make a real impact on compliance and risk culture while advancing your career.
- Qualifications: Significant experience in compliance or risk management and strong communication skills.
The predicted salary is between 60000 - 75000 £ per year.
Overview
Compliance Assurance Manager – The Opportunity to join a growing and well-established regulated organisation is seeking an experienced Compliance Assurance Manager.
This is an excellent opportunity for an experienced compliance professional to play a key role in strengthening governance, risk management and regulatory oversight within a dynamic and evolving business.
Responsibilities
- Lead the delivery of the Compliance Assurance programme across the business.
- Develop and maintain a comprehensive compliance and assurance framework.
- Conduct thematic and risk-based compliance reviews.
- Provide independent challenge to business areas and senior stakeholders.
- Monitor the implementation of remediation actions and assess their effectiveness.
- Review and challenge risk assessments, controls and governance arrangements.
- Support ongoing monitoring of regulatory compliance and emerging risks.
- Provide guidance on regulatory requirements and best practice.
- Support internal and external assurance activities where required.
- Manage and develop members of the compliance team.
- Promote a positive compliance and risk culture throughout the organisation.
- Deliver compliance training and awareness initiatives.
- Contribute to regulatory change projects and business improvement initiatives.
Experience
- Significant experience within a Compliance, Risk or Internal Audit function in a regulated environment.
- Experience operating within a Second Line of Defence model.
- Previous people management experience.
- Strong understanding of governance, risk management and internal controls.
- Sound knowledge of UK financial services regulation and regulatory expectations.
- Experience engaging with senior stakeholders and providing constructive challenge.
- Excellent communication and relationship-building abilities.
- Relevant professional qualifications or equivalent industry experience.
- A proactive approach with the ability to prioritise competing demands in a fast-paced environment.
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Compliance Assurance Manager in Bath employer: Broadgate
Join a leading global insurance group that prioritises innovation and excellence in technology risk management. With a strong commitment to employee development, you will have access to unparalleled growth opportunities and a collaborative work culture that values your insights and expertise. Located at the heart of a complex, multi-jurisdictional business, this role offers a unique chance to influence strategic decisions at the highest level while working alongside industry leaders in a supportive environment.
