At a Glance
- Tasks: Lead compliance assurance programmes and strengthen governance in a dynamic business.
- Company: Join a well-established regulated organisation with a focus on growth.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Opportunity to manage a team and engage with senior stakeholders.
- Why this job: Make a real impact on compliance and risk culture while advancing your career.
- Qualifications: Significant experience in compliance or risk management and strong communication skills.
The predicted salary is between 60000 - 75000 £ per year.
Overview
Compliance Assurance Manager – The Opportunity to join a growing and well-established regulated organisation is seeking an experienced Compliance Assurance Manager.
This is an excellent opportunity for an experienced compliance professional to play a key role in strengthening governance, risk management and regulatory oversight within a dynamic and evolving business.
Responsibilities
- Lead the delivery of the Compliance Assurance programme across the business.
- Develop and maintain a comprehensive compliance and assurance framework.
- Conduct thematic and risk-based compliance reviews.
- Provide independent challenge to business areas and senior stakeholders.
- Monitor the implementation of remediation actions and assess their effectiveness.
- Review and challenge risk assessments, controls and governance arrangements.
- Support ongoing monitoring of regulatory compliance and emerging risks.
- Provide guidance on regulatory requirements and best practice.
- Support internal and external assurance activities where required.
- Manage and develop members of the compliance team.
- Promote a positive compliance and risk culture throughout the organisation.
- Deliver compliance training and awareness initiatives.
- Contribute to regulatory change projects and business improvement initiatives.
Experience
- Significant experience within a Compliance, Risk or Internal Audit function in a regulated environment.
- Experience operating within a Second Line of Defence model.
- Previous people management experience.
- Strong understanding of governance, risk management and internal controls.
- Sound knowledge of UK financial services regulation and regulatory expectations.
- Experience engaging with senior stakeholders and providing constructive challenge.
- Excellent communication and relationship-building abilities.
- Relevant professional qualifications or equivalent industry experience.
- A proactive approach with the ability to prioritise competing demands in a fast-paced environment.
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Compliance Assurance Manager in Bath employer: Broadgate
As a leading fintech in the cross-border payments sector, we pride ourselves on fostering a dynamic and innovative work environment where compliance is viewed as a vital component of our infrastructure. Our London-based team enjoys a hybrid working model, competitive salary packages, and equity options, alongside opportunities for professional growth and direct collaboration with senior leadership. Join us to make a meaningful impact in a role that empowers you to shape compliance strategies across multiple jurisdictions.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Assurance Manager in Bath
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Broadgate looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Assurance Manager in Bath
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Broadgate. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Broadgate
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Broadgate’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
