At a Glance
- Tasks: Lead the UK Compliance function and manage regulatory engagement with the FCA.
- Company: Fast-growing, tech-led financial services business in insurance and fintech.
- Benefits: Competitive salary, remote work options, and significant career growth potential.
- Other info: Opportunity to take ownership of a critical function in an innovative organisation.
- Why this job: Shape compliance strategy in a dynamic environment and influence business growth.
- Qualifications: 8+ years in Compliance or Financial Crime roles with strong FCA knowledge.
The predicted salary is between 80000 - 100000 £ per year.
- Overview
- Senior Compliance Manager (SMF Designate)
— UK Remote / London Hybrid.
A high-impact Compliance leadership opportunity within a fast-growing, technology-led financial services business operating across insurance and fintech.
Reporting to the Chief Risk Officer, you will lead the UK Compliance function, act as the firm's primary FCA contact, and be put forward for approval under the Senior Managers & Certification Regime (SMCR).
This role offers broad exposure across regulatory compliance, financial crime, governance, consumer duty, and risk management, with significant influence on business growth, product development, and regulatory strategy.
Responsibilities
- Lead the UK Compliance function and assume SMF responsibilities following FCA approval.
- Act as the primary liaison with the FCA, managing regulatory engagement, submissions, and notifications.
- Maintain and enhance Compliance and Financial Crime frameworks, ensuring they remain effective and scalable.
- Oversee compliance monitoring, risk assessments, controls testing, incident management, and regulatory reporting.
- Lead Consumer Duty and AML/CTF programmes, including governance, monitoring, and reporting obligations.
- Support new product launches, partnerships, and market expansion initiatives from a regulatory perspective.
- Provide reporting and insight to senior leadership and the Board on compliance, conduct risk, financial crime, and regulatory developments.
Qualifications
- 8+ years' experience in Compliance, Financial Crime, Risk, or Legal roles within insurance, insurtech, fintech, banking, payments, or other regulated financial services environments.
- Experience operating at, or ready to step into, an FCA-approved Senior Manager Function role.
- Strong knowledge of FCA regulations, Consumer Duty, SMCR, AML/CTF requirements, and wider UK regulatory frameworks.
- Proven ability to build pragmatic compliance frameworks within high-growth or technology-led businesses.
- Strong stakeholder management skills with experience engaging regulators, senior leadership, and Boards.
This is an excellent opportunity to take ownership of a critical function within an innovative, scaling organisation and play a key role in shaping its regulatory and compliance strategy.
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StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Broadgate Search looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Manager in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Broadgate Search. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Broadgate Search
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Broadgate Search’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
