At a Glance
- Tasks: Lead compliance testing reviews and enhance the Compliance Testing framework.
- Company: A growing international banking organisation with a strong focus on compliance.
- Benefits: Competitive salary, professional development, and a collaborative team environment.
- Other info: Opportunity to shape the future of compliance in a supportive environment.
- Why this job: Join a dynamic team and make a real impact in compliance testing.
- Qualifications: 7+ years in Internal Audit or Compliance Testing; strong regulatory knowledge required.
The predicted salary is between 47250 - 57750 £ per year.
A growing international banking organisation is seeking an experienced professional from an Internal Audit or Compliance Testing background to join its expanding London Compliance function as a Compliance Testing Manager. This is a new role that's an ideal next step for an Internal Auditor — the skill set transfers directly, and you'd have the opportunity to help build and enhance the Compliance Testing framework while working closely with an established international team.
Key Responsibilities
- Execute compliance testing reviews across the business — similar in approach to internal audit fieldwork
- Assess compliance with regulatory requirements, policies, and controls
- Identify control gaps and areas for improvement
- Develop and maintain testing plans and methodologies
- Prepare testing reports, findings, and remediation actions
- Engage with senior stakeholders on testing outcomes and action plans
- Support regulatory reporting and governance committee updates
- Help develop and strengthen the London Compliance Testing capability
Requirements
- 7+ years' experience within Internal Audit or Compliance Testing — auditors looking to move into Compliance are actively encouraged to apply
- Strong understanding of risk assessment methodologies; audit or testing framework experience both relevant
- Experience writing test/audit plans and detailed reports
- Ability to manage complex reviews independently, end to end
- Institutional or wholesale banking experience
- Knowledge of FCA regulations essential; PRA knowledge beneficial
- CIA, CPA, ACA, or similar qualification preferred
Internal Audit Manager in London employer: Broadgate Search
Join a dynamic and innovative financial services firm that prioritises compliance and integrity in a technology-driven environment. With a strong commitment to employee development, we offer extensive growth opportunities and a collaborative work culture that values your contributions. Enjoy the flexibility of remote work while being part of a vibrant London-based team, where your expertise will directly impact our success in the insurance and fintech sectors.
StudySmarter Expert Advice🤫
We think this is how you could land Internal Audit Manager in London
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Broadgate Search. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Internal Audit Manager in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Broadgate Search.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Broadgate Search's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Broadgate Search
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Broadgate Search.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Broadgate Search will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Broadgate Search employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
