At a Glance
- Tasks: Lead compliance testing reviews and enhance the Compliance Testing framework.
- Company: A growing international banking organisation with a dynamic team.
- Benefits: Competitive salary, career development opportunities, and a collaborative work environment.
- Other info: Opportunity to shape the future of Compliance Testing in a supportive environment.
- Why this job: Make a real impact in compliance while working with an established international team.
- Qualifications: 7+ years in Internal Audit or Compliance Testing; strong regulatory knowledge required.
The predicted salary is between 47250 - 57750 £ per year.
A growing international banking organisation is seeking an experienced professional from an Internal Audit or Compliance Testing background to join its expanding London Compliance function as a Compliance Testing Manager. This is a new role that's an ideal next step for an Internal Auditor — the skill set transfers directly, and you'd have the opportunity to help build and enhance the Compliance Testing framework while working closely with an established international team.
Key Responsibilities
- Execute compliance testing reviews across the business — similar in approach to internal audit fieldwork
- Assess compliance with regulatory requirements, policies, and controls
- Identify control gaps and areas for improvement
- Develop and maintain testing plans and methodologies
- Prepare testing reports, findings, and remediation actions
- Engage with senior stakeholders on testing outcomes and action plans
- Support regulatory reporting and governance committee updates
- Help develop and strengthen the London Compliance Testing capability
Requirements
- 7+ years' experience within Internal Audit or Compliance Testing — auditors looking to move into Compliance are actively encouraged to apply
- Strong understanding of risk assessment methodologies; audit or testing framework experience both relevant
- Experience writing test/audit plans and detailed reports
- Ability to manage complex reviews independently, end to end
- Institutional or wholesale banking experience
- Knowledge of FCA regulations essential; PRA knowledge beneficial
- CIA, CPA, ACA, or similar qualification preferred
Internal Audit Manager employer: Broadgate Search
Join a dynamic and innovative financial services firm that prioritises compliance and integrity in a technology-driven environment. With a strong commitment to employee development, we offer extensive growth opportunities and a collaborative work culture that values your contributions. Enjoy the flexibility of remote work while being part of a vibrant London-based team, where your expertise will directly impact our success in the insurance and fintech sectors.
