Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Provide expert regulatory compliance advice and support clients in banking and credit sectors.
- Company: High-growth consultancy with a focus on regulatory compliance and client success.
- Benefits: Hybrid working, competitive salary, and opportunities for professional growth.
- Why this job: Join a dynamic team and make a real impact in regulatory compliance.
- Qualifications: Experience in compliance or regulatory advisory roles, especially in retail banking or consumer credit.
- Other info: Engage with diverse stakeholders and enhance your career in a supportive environment.
The predicted salary is between 60000 - 80000 £ per year.
We are working with a high-growth consultancy expanding its Regulatory Compliance Advisory practice, seeking a Principle or Senior Consultant to join their London team. This is a senior, client-facing role providing SME support on regulatory compliance, delivering advisory and oversight on complex engagements.
Key Responsibilities
- Provide regulatory compliance advice to clients across retail banking and consumer credit sectors
- Interpret and apply UK regulatory requirements (e.g. FCA rules, Consumer Duty, CONC, SYSC)
- Support the design, review, and enhancement of compliance frameworks, policies, and procedures
- Assist clients with regulatory change projects, including implementation and impact assessments
- Support internal audit, remediation programmes, and skilled person reviews (where applicable)
- Engage with client stakeholders at various levels, delivering clear and actionable recommendations
Key Skills & Experience
- Experience in a compliance, risk, or regulatory advisory role within retail banking, or consumer credit/lending
- Good understanding of UK regulatory frameworks, particularly FCA requirements
- Familiarity with key topics such as Consumer Duty, conduct risk, and customer outcomes
- Excellent communication and stakeholder management abilities
Principle Consultant - Regulatory Compliance in City of London employer: Broadgate Search
Contact Detail:
Broadgate Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Principle Consultant - Regulatory Compliance in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the regulatory compliance space, especially those in retail banking or consumer credit. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA rules and Consumer Duty. We recommend creating a cheat sheet with key points to discuss, so you can impress your interviewers with your expertise and confidence.
✨Tip Number 3
Showcase your experience with real-life examples during interviews. Think about specific projects where you provided regulatory compliance advice or supported clients through change projects. This will help you stand out as a candidate who can deliver actionable recommendations.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our platform.
We think you need these skills to ace Principle Consultant - Regulatory Compliance in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Principal Consultant in Regulatory Compliance. Highlight your experience in compliance, risk, or regulatory advisory roles, especially within retail banking or consumer credit. We want to see how your skills align with the key responsibilities outlined in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences where you've provided regulatory compliance advice or engaged with stakeholders. We love seeing your personality come through, so don’t hold back!
Showcase Your Knowledge: Demonstrate your understanding of UK regulatory frameworks, particularly FCA requirements, in your application. Mention any relevant projects or experiences that showcase your familiarity with topics like Consumer Duty and conduct risk. This will show us you’re not just a good fit, but a knowledgeable one too!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our company culture and values!
How to prepare for a job interview at Broadgate Search
✨Know Your Regulations
Make sure you brush up on the key UK regulatory frameworks, especially FCA rules and Consumer Duty. Being able to discuss these confidently will show that you’re not just familiar with the topics but can also apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've provided regulatory compliance advice or supported clients through complex engagements. This will help demonstrate your expertise and how you can add value to their team.
✨Engage with Stakeholders
Think about how you would approach engaging with client stakeholders at various levels. Be ready to discuss strategies for delivering clear and actionable recommendations, as this is crucial for a client-facing role.
✨Ask Insightful Questions
Prepare thoughtful questions about the consultancy's approach to regulatory compliance and their current challenges. This shows your genuine interest in the role and helps you assess if it’s the right fit for you.