At a Glance
- Tasks: Investigate market abuse and monitor communications for compliance.
- Company: Join Britannia Global Markets, a leading financial services provider with over 120 years of experience.
- Benefits: Enjoy a full-time role with opportunities for growth and development in a dynamic environment.
- Other info: Work in the heart of London with a diverse and inclusive team.
- Why this job: Be part of a crucial team ensuring market integrity while gaining valuable industry insights.
- Qualifications: Experience in financial markets and trade surveillance systems is essential; strong analytical skills are a must.
The predicted salary is between 72000 - 100000 £ per year.
Direct message the job poster from Britannia Global Markets Limited
Britannia Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals. With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres around the world.
Key Responsibilities:
- Timely and accurate investigation and disposition of market abuse and communications surveillance alerts and reports
- Identification and escalation of potentially suspicious order, trade and communications activity
- Conducting ad hoc reviews and analysis of client activity to identify potentially suspicious activity and/or patterns or repeated activity
- Carry out daily reviews (on T+1) for Client and Desk Order Flow, monitoring total message counts and ratios, ensuring any potential Exchange breaches are reviewed and averted
- Assist in ongoing client investigations and ‘Enhanced Client Monitoring’, providing analysis and reports to the Head of Compliance
- Assist in responding to requests for information from Regulators, Exchanges and external Counterparties.
- Assist in alert calibration testing for new and existing alert types, ensuring any proposed changes/enhancements to alerts are delivered as expected.
- Assist in maintenance of procedure manuals as and when required.
- Developing an understanding in Britannia Global Markets’ new and existing products and services in order to assist in the ongoing assessment of the firm’s market abuses risks
- Participating in other compliance projects and work as required by the Head of Compliance
Required Knowledge and Level of Experience:
- Experience in a financial markets role and an understanding of FCA’s MAR (Required)
- Demonstrable experience working with Trade Surveillance systems and Alerts (Required)
- Experience working with Communication Surveillance systems and alerts and investigating associated conduct issues is desirable, but not essential
- Experience of compliance monitoring of trading desks is desirable, but not essential.
- Good understanding of futures and options and commodity derivatives is desirable, but not essential
- Excellent data analysis and interpretation skills
- Ability to quickly grasp an understanding of alert triggers and trading behaviour
- Attention to detail and accuracy essential
- Ability to draft reports in a concise, professional, and succinct manner
- Strong written and verbal communication and inter-personal skills
- Conversant with all Microsoft Office applications particularly Excel and PowerPoint
Seniority level
-
Seniority level
Associate
Employment type
-
Employment type
Full-time
Job function
-
Job function
Other
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Industries
Financial Services and Capital Markets
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Trade Surveillance Analyst employer: Britannia Global Markets Limited
At Britannia Global Markets Limited, we pride ourselves on being an exceptional employer that fosters a dynamic and collaborative work culture. Our team is dedicated to professional growth, offering extensive training and development opportunities tailored for our employees, particularly in the fast-paced financial sector. Located in a vibrant financial hub, we provide our staff with unique advantages such as access to a diverse network of institutional clients and the chance to make a significant impact in the FX market.
Contact Details:
Britannia Global Markets Limited Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Trade Surveillance Analyst
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Britannia Global Markets Limited looking for candidates who are engaged and informed.
We think you need these skills to ace Trade Surveillance Analyst
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Britannia Global Markets Limited. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Britannia Global Markets Limited
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Britannia Global Markets Limited’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
