Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Investigate market abuse and monitor communications for compliance.
- Company: Join Britannia Global Markets, a leading financial services provider with over 120 years of experience.
- Benefits: Enjoy a full-time role with opportunities for growth and development in a dynamic environment.
- Why this job: Be part of a crucial team ensuring market integrity while gaining valuable industry insights.
- Qualifications: Experience in financial markets and trade surveillance systems is essential; strong analytical skills are a must.
- Other info: Work in the heart of London with a diverse and inclusive team.
The predicted salary is between 72000 - 100000 £ per year.
Direct message the job poster from Britannia Global Markets Limited
Britannia Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals. With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres around the world.
Key Responsibilities:
- Timely and accurate investigation and disposition of market abuse and communications surveillance alerts and reports
- Identification and escalation of potentially suspicious order, trade and communications activity
- Conducting ad hoc reviews and analysis of client activity to identify potentially suspicious activity and/or patterns or repeated activity
- Carry out daily reviews (on T+1) for Client and Desk Order Flow, monitoring total message counts and ratios, ensuring any potential Exchange breaches are reviewed and averted
- Assist in ongoing client investigations and ‘Enhanced Client Monitoring’, providing analysis and reports to the Head of Compliance
- Assist in responding to requests for information from Regulators, Exchanges and external Counterparties.
- Assist in alert calibration testing for new and existing alert types, ensuring any proposed changes/enhancements to alerts are delivered as expected.
- Assist in maintenance of procedure manuals as and when required.
- Developing an understanding in Britannia Global Markets’ new and existing products and services in order to assist in the ongoing assessment of the firm’s market abuses risks
- Participating in other compliance projects and work as required by the Head of Compliance
Required Knowledge and Level of Experience:
- Experience in a financial markets role and an understanding of FCA’s MAR (Required)
- Demonstrable experience working with Trade Surveillance systems and Alerts (Required)
- Experience working with Communication Surveillance systems and alerts and investigating associated conduct issues is desirable, but not essential
- Experience of compliance monitoring of trading desks is desirable, but not essential.
- Good understanding of futures and options and commodity derivatives is desirable, but not essential
- Excellent data analysis and interpretation skills
- Ability to quickly grasp an understanding of alert triggers and trading behaviour
- Attention to detail and accuracy essential
- Ability to draft reports in a concise, professional, and succinct manner
- Strong written and verbal communication and inter-personal skills
- Conversant with all Microsoft Office applications particularly Excel and PowerPoint
Seniority level
-
Seniority level
Associate
Employment type
-
Employment type
Full-time
Job function
-
Job function
Other
-
Industries
Financial Services and Capital Markets
Referrals increase your chances of interviewing at Britannia Global Markets Limited by 2x
Sign in to set job alerts for “Surveillance Analyst” roles.
Trade and Communications Surveillance and Monitoring – Senior Analyst
London Area, United Kingdom £100,000.00-£125,000.00 3 hours ago
Conflicts and Compliance Analyst (London or Manchester)
London, England, United Kingdom 1 week ago
London, England, United Kingdom 5 days ago
London, England, United Kingdom 3 weeks ago
Business Analyst, Pharmacovigilance Transformation
London, England, United Kingdom 5 days ago
Graduate Business Modelling Analyst – London – Up to £40,000 + amazing bonus/benefits package
London, England, United Kingdom 2 weeks ago
Business Analyst, Law Firm, London, Hybrid Working
London, England, United Kingdom 1 week ago
Graduate Business Modelling Analyst – London – Up to £40,000 + amazing bonus/benefits package
Erith, England, United Kingdom 3 weeks ago
Business Analyst (Technology Change, Transformation & Continous Improvement)
London, England, United Kingdom 1 week ago
City Of London, England, United Kingdom 6 days ago
London, England, United Kingdom 2 weeks ago
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr
Trade Surveillance Analyst employer: Britannia Global Markets Limited
Contact Detail:
Britannia Global Markets Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trade Surveillance Analyst
✨Tip Number 1
Familiarise yourself with the FCA's Market Abuse Regulation (MAR) as it's crucial for a Trade Surveillance Analyst role. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Gain hands-on experience with trade and communication surveillance systems. If you can, try to get access to relevant software or tools that are commonly used in the industry, as this practical knowledge will set you apart from other candidates.
✨Tip Number 3
Network with professionals in the financial services sector, especially those working in compliance and surveillance roles. Attend industry events or join online forums to make connections that could lead to referrals or insider information about job openings.
✨Tip Number 4
Stay updated on current trends and news in financial markets, particularly regarding market abuse cases. Being knowledgeable about recent incidents can provide valuable talking points during interviews and show your passion for the field.
We think you need these skills to ace Trade Surveillance Analyst
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Trade Surveillance Analyst. Familiarise yourself with market abuse regulations and the specific skills required for the role.
Tailor Your CV: Customise your CV to highlight relevant experience in financial markets, trade surveillance systems, and compliance monitoring. Use keywords from the job description to ensure your application stands out.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are a good fit for the position. Mention your experience with data analysis, attention to detail, and any relevant software skills, particularly with Microsoft Excel and PowerPoint.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for spelling and grammatical errors, and ensure that your writing is clear and professional. A polished application reflects your attention to detail.
How to prepare for a job interview at Britannia Global Markets Limited
✨Understand Market Abuse Regulations
Make sure you have a solid grasp of the FCA's Market Abuse Regulations (MAR). Be prepared to discuss how these regulations impact trade surveillance and compliance, as this knowledge is crucial for the role.
✨Familiarise Yourself with Trade Surveillance Systems
Since experience with trade surveillance systems is required, take some time to review common systems used in the industry. Being able to speak about your familiarity with these tools will demonstrate your readiness for the position.
✨Showcase Your Data Analysis Skills
Prepare to discuss your data analysis and interpretation skills. Bring examples of how you've used these skills in previous roles, especially in identifying suspicious activity or patterns in trading behaviour.
✨Communicate Clearly and Professionally
Strong written and verbal communication skills are essential. Practice articulating your thoughts clearly and concisely, as you'll need to draft reports and communicate findings effectively in this role.
