At a Glance
- Tasks: Investigate market abuse and monitor trading activities to ensure compliance.
- Company: Join Britannia Global Markets, a leader in bespoke financial services.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Be part of a team that values attention to detail and accuracy.
- Why this job: Make a real impact in the financial sector while developing your analytical skills.
- Qualifications: Experience in financial markets and familiarity with trade surveillance systems.
The predicted salary is between 72000 - 90000 £ per year.
Brittania Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals. With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres around the world.
Key Responsibilities:
- Timely and accurate investigation and disposition of market abuse and communications surveillance alerts and reports.
- Identification and escalation of potentially suspicious order, trade and communications activity.
- Conducting ad hoc reviews and analysis of client activity to identify potentially suspicious activity and/or patterns or repeated activity.
- Carry out daily reviews (on T+1) for Client and Desk Order Flow, monitoring total message counts and ratios, ensuring any potential Exchange breaches are reviewed and averted.
- Assist in ongoing client investigations and 'Enhanced Client Monitoring', providing analysis and reports to the Head of Compliance.
- Assist in responding to requests for information from Regulators, Exchanges and external Counterparties.
- Assist in alert calibration testing for new and existing alert types, ensuring any proposed changes/enhancements to alerts are delivered as expected.
- Assist in maintenance of procedure manuals as and when required.
- Developing an understanding in Britannia Global Markets' new and existing products and services in order to assist in the ongoing assessment of the firm's market abuses risks.
- Participating in other compliance projects and work as required by the Head of Compliance.
Required Knowledge and Level of Experience:
- Experience in a financial markets role and an understanding of FCA's MAR (Required).
- Demonstrable experience working with Trade Surveillance systems and Alerts (Required).
- Experience working with Communication Surveillance systems and alerts and investigating associated conduct issues is desirable, but not essential.
- Experience of compliance monitoring of trading desks is desirable, but not essential.
- Good understanding of futures and options and commodity derivatives is desirable, but not essential.
- Excellent data analysis and interpretation skills.
- Ability to quickly grasp an understanding of alert triggers and trading behaviour.
- Attention to detail and accuracy essential.
- Ability to draft reports in a concise, professional, and succinct manner.
- Strong written and verbal communication and inter-personal skills.
- Conversant with all Microsoft Office applications particularly Excel and PowerPoint.
Trade Surveillance Analyst in London employer: Britannia Global Markets Limited
At Britannia Global Markets Limited, we pride ourselves on being an exceptional employer that fosters a dynamic and collaborative work culture. Our team is dedicated to professional growth, offering extensive training and development opportunities tailored for our employees, particularly in the fast-paced financial sector. Located in a vibrant financial hub, we provide our staff with unique advantages such as access to a diverse network of institutional clients and the chance to make a significant impact in the FX market.
Contact Details:
Britannia Global Markets Limited Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Trade Surveillance Analyst in London
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We think you need these skills to ace Trade Surveillance Analyst in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Britannia Global Markets Limited.
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How to prepare for a job interview at Britannia Global Markets Limited
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Britannia Global Markets Limited.
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✨Show Your Passion for Finance
Since this is a full-time position, employers at Britannia Global Markets Limited will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Britannia Global Markets Limited employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
