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- Tasks: Investigate market abuse and monitor trading activities to ensure compliance.
- Company: Join Britannia Global Markets, a leader in bespoke financial services.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Why this job: Make a real impact in the financial sector while developing your analytical skills.
- Qualifications: Experience in financial markets and familiarity with trade surveillance systems.
- Other info: Be part of a team that values attention to detail and accuracy.
The predicted salary is between 72000 - 90000 £ per year.
Brittania Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals. With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres around the world.
Key Responsibilities:
- Timely and accurate investigation and disposition of market abuse and communications surveillance alerts and reports.
- Identification and escalation of potentially suspicious order, trade and communications activity.
- Conducting ad hoc reviews and analysis of client activity to identify potentially suspicious activity and/or patterns or repeated activity.
- Carry out daily reviews (on T+1) for Client and Desk Order Flow, monitoring total message counts and ratios, ensuring any potential Exchange breaches are reviewed and averted.
- Assist in ongoing client investigations and 'Enhanced Client Monitoring', providing analysis and reports to the Head of Compliance.
- Assist in responding to requests for information from Regulators, Exchanges and external Counterparties.
- Assist in alert calibration testing for new and existing alert types, ensuring any proposed changes/enhancements to alerts are delivered as expected.
- Assist in maintenance of procedure manuals as and when required.
- Developing an understanding in Britannia Global Markets' new and existing products and services in order to assist in the ongoing assessment of the firm's market abuses risks.
- Participating in other compliance projects and work as required by the Head of Compliance.
Required Knowledge and Level of Experience:
- Experience in a financial markets role and an understanding of FCA's MAR (Required).
- Demonstrable experience working with Trade Surveillance systems and Alerts (Required).
- Experience working with Communication Surveillance systems and alerts and investigating associated conduct issues is desirable, but not essential.
- Experience of compliance monitoring of trading desks is desirable, but not essential.
- Good understanding of futures and options and commodity derivatives is desirable, but not essential.
- Excellent data analysis and interpretation skills.
- Ability to quickly grasp an understanding of alert triggers and trading behaviour.
- Attention to detail and accuracy essential.
- Ability to draft reports in a concise, professional, and succinct manner.
- Strong written and verbal communication and inter-personal skills.
- Conversant with all Microsoft Office applications particularly Excel and PowerPoint.
Trade Surveillance Analyst in London employer: Britannia Global Markets Limited
Contact Detail:
Britannia Global Markets Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trade Surveillance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those at Britannia Global Markets. A friendly message on LinkedIn can go a long way. Just be genuine and express your interest in the Trade Surveillance Analyst role.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of FCA's MAR and trade surveillance systems. We want you to feel confident discussing your experience and how it relates to the job. Practice common interview questions and have your own ready to ask!
✨Tip Number 3
Showcase your analytical skills! Be ready to discuss specific examples where you've identified suspicious activity or improved processes. Use data to back up your claims – numbers speak volumes in this field.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to engage with us directly.
We think you need these skills to ace Trade Surveillance Analyst in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Trade Surveillance Analyst role. Highlight your experience in financial markets and any relevant skills, especially those related to trade and communications surveillance systems. We want to see how you fit into our world!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and surveillance in financial services. Share specific examples of your past experiences that align with the responsibilities listed in the job description.
Show Off Your Analytical Skills: Since this role requires excellent data analysis and interpretation skills, make sure to mention any relevant tools or methodologies you've used in the past. We love seeing how you approach problem-solving and your attention to detail!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at Britannia Global Markets!
How to prepare for a job interview at Britannia Global Markets Limited
✨Know Your Regulations
Make sure you brush up on the FCA's Market Abuse Regulation (MAR) before your interview. Being able to discuss how these regulations impact trade surveillance will show that you’re not just familiar with the rules, but that you understand their practical implications.
✨Showcase Your Analytical Skills
Prepare to discuss specific examples of how you've used data analysis in previous roles. Highlight any experience you have with Trade Surveillance systems and how you’ve identified suspicious activity. This will demonstrate your ability to handle the responsibilities of the role effectively.
✨Communicate Clearly
Since strong written and verbal communication skills are essential, practice explaining complex concepts in a simple way. You might be asked to draft a report or explain a trading behaviour, so being concise and professional is key.
✨Familiarise Yourself with the Company
Research Britannia Global Markets and their services. Understanding their client base and the products they offer will help you tailor your responses and show genuine interest in the company. It’s all about making that connection!
