At a Glance
- Tasks: Lead financial crime prevention and transaction monitoring in a dynamic brokerage environment.
- Company: Join Britannia Global Markets, a prestigious firm with over 120 years of banking tradition.
- Benefits: Competitive salary, professional development, and the chance to make a real impact.
- Other info: Opportunity for career growth in a fast-paced, supportive environment.
- Why this job: Shape the future of financial crime compliance while collaborating with diverse teams.
- Qualifications: Strong experience in financial crime compliance and knowledge of FCA regulations required.
The predicted salary is between 43200 - 72000 £ per year.
Job Description
Company overview
Britannia Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals.
With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres around the world.
Overview
We are seeking an experienced and proactive Head of Financial Crime and Transaction Monitoring to lead our Financial Crime function within a fast-paced brokerage environment. The successful candidate will oversee all aspects of AML, CTF, sanctions, and fraud prevention, ensuring the firm operates to the highest regulatory standards while supporting commercial growth.
This role combines strategic oversight with hands-on direction of the transaction monitoring and investigations framework, while providing guidance and day-to-day direction to a small team to ensure effective delivery and continuous improvement.
Key Responsibilities
- Provide oversight and direction to the team, supporting performance, development, and collaboration.
- Oversee the firm’s financial crime framework, ensuring policies and procedures remain effective and aligned with FCA and JMLSG requirements.
- Manage the operation of transaction monitoring systems, including alert handling, escalation, and SAR reporting.
- Offer subject matter expertise across AML, CTF, sanctions, fraud, and PEP management.
- Collaborate with trading, operations, and technology teams to optimise monitoring systems and strengthen control effectiveness.
- Deliver accurate management information (MI) and assurance reporting to senior management, the MLRO, and relevant committees.
- Lead financial crime risk assessments, ensuring proportionate, risk-based controls across all business areas.
- Manage relationships with regulators, law enforcement, and other key stakeholders.
- Support and review enhanced due diligence (EDD) processes for higher-risk clients.
- Promote awareness and understanding of financial crime risk across the business through engagement and training.
- Stay informed on regulatory developments and best practices within the brokerage and wider financial services sector.
Skills & Experience
- Strong experience in financial crime compliance within a brokerage, trading, or investment services environment.
- Solid understanding of FCA and MiFID II requirements, AML/CTF regulations, and sanctions obligations.
- Practical experience with transaction monitoring systems and case management tools.
- Confident communicator with strong analytical and decision-making skills.
- Experience providing guidance and oversight to colleagues or small teams.
- Professional qualifications such as ICA Diploma in Financial Crime Prevention, CAMS, or equivalent are highly desirable.
- Commercially aware, pragmatic, and able to balance regulatory expectations with business needs.
Head of Financial Crime and Transaction Monitoring in London employer: Britannia Global Markets Limited
At Britannia Global Markets, we pride ourselves on being an exceptional employer, offering a dynamic work environment in the heart of London’s financial district. Our commitment to employee growth is reflected in our supportive culture, where collaboration and professional development are prioritised, alongside competitive benefits that enhance work-life balance. Join us to lead a dedicated team in tackling financial crime while contributing to our legacy of excellence in bespoke financial services.
Contact Details:
Britannia Global Markets Limited Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Head of Financial Crime and Transaction Monitoring in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Britannia Global Markets Limited looking for candidates who are engaged and informed.
We think you need these skills to ace Head of Financial Crime and Transaction Monitoring in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Britannia Global Markets Limited. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Britannia Global Markets Limited
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Britannia Global Markets Limited’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
