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- Tasks: Manage trade booking, settlement, and reconciliation for cash products like equities and bonds.
- Company: Join a dynamic financial firm focused on innovative cash product solutions.
- Benefits: Enjoy flexible working options, competitive pay, and opportunities for professional growth.
- Why this job: Be part of a fast-paced environment where your analytical skills can shine and make an impact.
- Qualifications: Strong understanding of trade life cycles and excellent problem-solving abilities required.
- Other info: Ideal for detail-oriented individuals looking to enhance their finance career.
The predicted salary is between 36000 - 60000 £ per year.
The primary responsibility of the Operations Securities Analyst is for cash products: Equities, Bonds, CFDs, Funds, Repo and Security Lending.
Key responsibilities:
- Trade booking, confirmation, and settlement
- Ensure that all trades executed are entered completely and accurately into back-office systems
- Liaison with trade counterparties to agree trade details and ensure instructions are matched in the market
- Responsible for the set up and the static data maintenance of Bonds and Issuers in the relevant systems
- Management of Bilateral and Tri-party repo/reverse repo trades including Collateral switches
- Management of Securities Lending trades
- Fail Management and monitoring of alleged trades
- Trade management of all trades related to the assignment and exercises from F&O transactions
- Escalation of all unsettled and unmatched trades to management – daily fail reporting
- Completing transfers in/out
- Processing of Corporate Actions events for Client positions such as Coupons, dividends, redemptions and maturity payments
- Completing transfers in/out for clients from external brokers and custodians
- Reconciling daily Cash, Stock position and inter-system breaks and ensuring all breaks are resolved in a timely manner
- Creating escalation reports to management on all breaks with relevant auditable commentary
- Quarterly reconciliation and reporting to Panel of Takeovers (PTM)
- Financial Transaction Tax reconciliation and reporting – France, Italy, Spain and Greece
- FATCA & CRS annual reporting
- Regular review and update of procedures completed to reflect changes in internal processes and market regulations
- Regular liaison with the Front Office teams so team are aware of new business developments/requirements
- Participation into departmental projects relating to cash products and systems
- Ability to analyse requirements and adapt processes accordingly
EXPERIENCE/SKILLS REQUIRED:
- Full trade life cycle understanding to support the settlement processing supporting both Equity, fixed income product type
- Full life cycle understanding to support Britannia’s growing Repo and Structured Finance business
- In depth experience on Corporate Action events e.g., coupon payments, dividends, maturities across all product types
- Understanding of CASS cash and custody rules
- Ability to perform in a pressurised environment
- Excellent problem solving and judgement
- Diligent approach to work and attention to detail
- Manage manual tasks in the role and investigate to improve/automate
- Intermediate/Advanced Excel skills
- Strong analytical and communication skills
- Process improvement/re-engineering
- System Knowledge (Preferable) Broadridge SFCM, Crest, Euroclear, DTC, Duco reconciliation platform
Operations Securities Analyst employer: Britannia Financial Group Limited
Contact Detail:
Britannia Financial Group Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Operations Securities Analyst
✨Tip Number 1
Familiarise yourself with the full trade life cycle, especially for cash products like Equities and Bonds. Understanding each step will help you demonstrate your knowledge during interviews and show that you're ready to hit the ground running.
✨Tip Number 2
Brush up on your Excel skills, particularly in areas like data analysis and reconciliation. Being able to showcase your proficiency in Excel can set you apart from other candidates, as it's a crucial tool in this role.
✨Tip Number 3
Network with professionals in the securities operations field. Attend industry events or join relevant online forums to connect with others who can provide insights and potentially refer you to opportunities at StudySmarter.
✨Tip Number 4
Stay updated on market regulations and changes in internal processes. Showing that you're proactive about understanding the regulatory environment will demonstrate your commitment to compliance and operational excellence.
We think you need these skills to ace Operations Securities Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience and skills that align with the Operations Securities Analyst role. Focus on your understanding of trade life cycles, cash products, and any specific systems you've worked with.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the position and the company. Mention specific experiences that demonstrate your problem-solving abilities and attention to detail, as these are crucial for the role.
Highlight Technical Skills: Clearly outline your technical knowledge related to trade booking, settlement processes, and reconciliation. If you have experience with specific systems like Broadridge or Euroclear, make sure to include that.
Showcase Your Analytical Abilities: Provide examples in your application that showcase your analytical skills and ability to manage tasks under pressure. This could be through past job experiences or projects where you improved processes or resolved complex issues.
How to prepare for a job interview at Britannia Financial Group Limited
✨Understand the Full Trade Life Cycle
Make sure you have a solid grasp of the full trade life cycle, especially for cash products like equities and bonds. Be prepared to discuss how each stage impacts settlement processing and any challenges you might face.
✨Showcase Your Problem-Solving Skills
During the interview, highlight specific examples where you've successfully resolved issues in a pressurised environment. This role requires excellent judgement, so demonstrating your ability to think critically under stress will impress the interviewers.
✨Familiarise Yourself with Regulatory Requirements
Brush up on CASS cash and custody rules, as well as any relevant regulatory reporting requirements. Being able to discuss these topics confidently will show that you're serious about compliance and understand the industry's standards.
✨Demonstrate Your Attention to Detail
Given the nature of the role, attention to detail is crucial. Prepare to discuss how you've managed manual tasks and reconciliations in the past, and be ready to share any process improvements you've implemented to enhance accuracy.
