At a Glance
- Tasks: Ensure compliance with legal and regulatory standards while managing risks for the firm.
- Company: Leading Accountancy firm focused on growth and development.
- Benefits: Recognised efforts, competitive salary, and opportunities for career advancement.
- Other info: Dynamic environment with a focus on ethical conduct and operational efficiency.
- Why this job: Join a progressive firm where your expertise in compliance makes a real difference.
- Qualifications: Experience in compliance within the Accountancy sector and relevant qualifications preferred.
The predicted salary is between 40000 - 50000 £ per year.
As part of their growth and development plan, this leading Accountancy firm is seeking to appoint a skilled and experienced Compliance Officer to support the Partners in ensuring that the firm adheres to legal, regulatory, and internal standards, while also identifying, assessing, and mitigating risks. If you have experience and expertise in designing, reviewing, managing and adapting a comprehensive approach to compliance risk, we would like to hear from you.
Reporting to the Management Board, you will be responsible for ensuring that the firm complies with all necessary technical requirements of registrations and associated codes of conduct of the ICAEW. You will appraise requirements and company practices to ensure risk management and reduction, regulatory compliance and operational efficiency.
Your role will cover Regulatory Compliance incorporating Audit Regulations and Guidance, DPB Handbook, Probate Regulations and Practice Assurance Regulations. In addition, ensure compliance with AML, Proceeds of Crime, Bribery and Criminal Finance legislation as well as managing regulatory changes and assessing their impact on the firm.
You will implement and manage policies that meet regulatory requirements for ethical conduct, client confidentiality, and reporting standards and ensure the terms of engagement, schedules of services, standard terms and conditions and other formal external and internal terms are reflective of practical behaviours and suitably accurate so as to mitigate against risk of claim against the firm.
You will also manage and assess potential financial, operational, reputational, and compliance risks across client engagements and internal operations and identify how practical processes should change in response and deliver guidance on identified risks and recommend and implement practical mitigation strategies.
Furthermore, you will have oversight of Client Due Diligence, incorporating KYC requirements and risk assessment, supporting commercial operations.
Applications are invited from accomplished Compliance professionals with experience and expertise within the Accountancy sector. Ideally, you will have passed Accountancy qualifications. You will have a strong knowledge of Regulatory Standards and Corporate Governance and familiarity with regulatory standards including understanding of best practices in governance, internal controls and ethics.
You will have the ability to assess complex risks, evaluate data, and make informed, practical recommendations, including where necessary, adapting, and responding in crisis management conditions. This is an excellent opportunity to join a progressive and ambitious firm where your endeavours are recognised and rewarded.
Compliance Officer in London employer: Brevere Group
Join a leading IFA practice that prides itself on delivering exceptional Wealth Management services in a professional and client-focused environment. As an Administration & Operations Manager, you will benefit from a supportive work culture that encourages personal growth and development, while playing a pivotal role in enhancing our service offerings for high-net-worth clients. With a commitment to excellence and a proactive approach, this is an opportunity to thrive in a dynamic team dedicated to providing first-class service.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Brevere Group looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Officer in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Brevere Group. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Brevere Group
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Brevere Group’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
