At a Glance
- Tasks: Ensure compliance with legal and regulatory standards while managing risks for the firm.
- Company: Leading Accountancy firm focused on growth and development.
- Benefits: Recognised efforts, competitive salary, and opportunities for career advancement.
- Other info: Dynamic environment with a focus on ethical conduct and operational efficiency.
- Why this job: Join a progressive firm where your expertise in compliance makes a real difference.
- Qualifications: Experience in compliance within the Accountancy sector and relevant qualifications preferred.
The predicted salary is between 40000 - 50000 £ per year.
As part of their growth and development plan, this leading Accountancy firm is seeking to appoint a skilled and experienced Compliance Officer to support the Partners in ensuring that the firm adheres to legal, regulatory, and internal standards, while also identifying, assessing, and mitigating risks. If you have experience and expertise in designing, reviewing, managing and adapting a comprehensive approach to compliance risk, we would like to hear from you.
Reporting to the Management Board, you will be responsible for ensuring that the firm complies with all necessary technical requirements of registrations and associated codes of conduct of the ICAEW. You will appraise requirements and company practices to ensure risk management and reduction, regulatory compliance and operational efficiency.
Your role will cover Regulatory Compliance incorporating Audit Regulations and Guidance, DPB Handbook, Probate Regulations and Practice Assurance Regulations. In addition, ensure compliance with AML, Proceeds of Crime, Bribery and Criminal Finance legislation as well as managing regulatory changes and assessing their impact on the firm.
You will implement and manage policies that meet regulatory requirements for ethical conduct, client confidentiality, and reporting standards and ensure the terms of engagement, schedules of services, standard terms and conditions and other formal external and internal terms are reflective of practical behaviours and suitably accurate so as to mitigate against risk of claim against the firm.
You will also manage and assess potential financial, operational, reputational, and compliance risks across client engagements and internal operations and identify how practical processes should change in response and deliver guidance on identified risks and recommend and implement practical mitigation strategies.
Furthermore, you will have oversight of Client Due Diligence, incorporating KYC requirements and risk assessment, supporting commercial operations.
Applications are invited from accomplished Compliance professionals with experience and expertise within the Accountancy sector. Ideally, you will have passed Accountancy qualifications. You will have a strong knowledge of Regulatory Standards and Corporate Governance and familiarity with regulatory standards including understanding of best practices in governance, internal controls and ethics.
You will have the ability to assess complex risks, evaluate data, and make informed, practical recommendations, including where necessary, adapting, and responding in crisis management conditions. This is an excellent opportunity to join a progressive and ambitious firm where your endeavours are recognised and rewarded.
Compliance Officer in London employer: Brevere Group
Join a leading IFA practice that prides itself on delivering exceptional Wealth Management services in a professional and client-focused environment. As an Administration & Operations Manager, you will benefit from a supportive work culture that encourages personal growth and development, while playing a pivotal role in enhancing our service offerings for high-net-worth clients. With a commitment to excellence and a proactive approach, this is an opportunity to thrive in a dynamic team dedicated to providing first-class service.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the accountancy sector and let them know you're on the lookout for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Get your online presence sorted! Make sure your LinkedIn profile is up-to-date and showcases your compliance expertise. Join relevant groups and engage with posts to get noticed by potential employers.
✨Tip Number 3
Prepare for interviews by brushing up on your knowledge of regulatory standards and compliance practices. Be ready to discuss how you've tackled compliance challenges in the past and how you can bring that experience to the firm.
✨Tip Number 4
Don't forget to apply through our website! We love seeing applications directly from candidates who are passionate about joining our team. Plus, it gives you a chance to showcase your enthusiasm for the role right from the start.
We think you need these skills to ace Compliance Officer in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in regulatory compliance, risk management, and any relevant qualifications. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our firm. Mention specific experiences that relate to the job description and show us your passion for compliance.
Showcase Your Knowledge:Demonstrate your understanding of regulatory standards and corporate governance in your application. We love candidates who can discuss best practices and how they’ve applied them in previous roles.
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Brevere Group
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulatory standards and compliance practices relevant to the accountancy sector. Familiarise yourself with the ICAEW codes of conduct and any recent changes in legislation, especially around AML and KYC. This will show that you're not just knowledgeable but also proactive about staying updated.
✨Prepare Real-Life Examples
Think of specific instances where you've successfully managed compliance risks or implemented effective policies. Be ready to discuss how you assessed risks and what practical strategies you recommended. This will help demonstrate your hands-on experience and problem-solving skills.
✨Understand the Firm's Culture
Research the firm’s values and culture before the interview. Knowing how they approach compliance and risk management can help you tailor your responses to align with their ethos. It shows that you’re genuinely interested in being part of their team and not just looking for any job.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's compliance challenges and how they measure success in this area. This not only shows your interest but also gives you a chance to assess if the firm is the right fit for you. Plus, it demonstrates your strategic thinking and engagement with the role.
