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- Tasks: Lead compliance efforts and ensure regulatory adherence in a dynamic fintech environment.
- Company: Join Breinrock, a global leader in innovative fintech payment solutions.
- Benefits: Enjoy a vibrant workplace with opportunities for growth and a focus on excellence.
- Why this job: Be part of a fast-growing company that values passion and offers world-class service.
- Qualifications: Extensive experience in compliance within fintech or banking is essential.
- Other info: This is a full-time on-site role based in London.
The predicted salary is between 48000 - 72000 £ per year.
Breinrock is a global premium brand offering fintech payment solutions, including multi-currency accounts, cross-border payments, designated IBAN accounts, and more. Our team is dedicated to providing clients with a full range of products and services to meet their banking needs with a focus on custom neo-banking solutions and personal service.
This is a full-time on-site role for a Head of Compliance / MLRO UK located in London, UK. The role involves ensuring regulatory compliance, managing compliance processes, and overseeing legal compliance within the organization on a day-to-day basis.
Responsibilities- Prepare, develop internal and Group company policies and ensure they are respected as per request of Group Compliance Head.
- Monitor and execute Compliance policies in domicile market (UK).
- Ensure the organization has a clearly defined program for complying with the country’s laws.
- Constantly report to management concerning the organization’s compliance with laws and regulations.
- Take action in dealing with noncompliance situations, creating realistic plans to overcome them.
- Conduct regular audits to identify potential weaknesses and noncompliance situations.
- Communicate with employees and ensure everyone is aware of what they need to do to comply with internal and external laws and regulations.
- Document the firm’s risk-based strategies and the basis for risk assessment and monitoring.
- Ensure the immediate investigation of all internal suspicious activity reports received.
- Ensure the submission of a SAR to the relevant law enforcement agency regarding all suspicions that have substance.
- Represent the firm to all external agencies, e.g. regulators or law enforcement agencies, and in any other third-party enquiries related to money laundering prevention, investigation or compliance.
- Promptly respond to any reasonable request for information from the regulator and/or law enforcement agencies.
- Liaise with PT on onboarding process and AML Monitoring.
- Liaise with FO/Sales and Growth on acquiring new customers.
- Participate in identification process of potential clients or dedicated person from Onboarding Team.
- Coordinate with external providers that affect compliance with regulations.
- Participate in project management related to Compliance and new products.
- Responsible for identification of clients and accuracy of documents.
- Responsible for 360 degree KYC/KYB process.
- Organize trainings for BO/Compliance team.
- Participate in all Group projects as per request of Director/Group Compliance.
- Excellent knowledge of PC.
- Proper communication with all team members as well as clients and partners.
- Previous extensive experience in Compliance industry (Fintech/Banking is a must).
Head of Compliance / MLRO UK employer: Breinrock
Contact Detail:
Breinrock Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance / MLRO UK
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance standards in the fintech and banking sectors. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly evolving industry.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in fintech or banking. Attend industry events, webinars, or join relevant online forums to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles and how you overcame them. Highlighting your problem-solving skills and experience in managing compliance processes will set you apart from other candidates.
✨Tip Number 4
Research Breinrock thoroughly, including their products, services, and company culture. Tailoring your conversation to align with their values and demonstrating your enthusiasm for their mission can make a strong impression during the interview process.
We think you need these skills to ace Head of Compliance / MLRO UK
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your extensive experience in the compliance industry, particularly within fintech or banking. Emphasise relevant skills such as regulatory compliance, risk assessment, and your ability to manage compliance processes.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your passion for compliance and your understanding of the fintech landscape. Mention specific examples of how you've successfully navigated compliance challenges in previous roles.
Highlight Relevant Achievements: In your application, include specific achievements related to compliance, such as successful audits, implementation of compliance policies, or training initiatives you have led. Quantify these achievements where possible to demonstrate your impact.
Showcase Communication Skills: Since the role involves liaising with various teams and external agencies, highlight your communication skills. Provide examples of how you've effectively communicated compliance requirements to different stakeholders in your previous positions.
How to prepare for a job interview at Breinrock
✨Know Your Compliance Regulations
Make sure you have a solid understanding of the compliance regulations specific to the UK fintech sector. Familiarise yourself with the latest laws and how they impact the company's operations, as this will demonstrate your expertise and readiness for the role.
✨Showcase Your Experience
Prepare to discuss your previous experience in compliance, particularly within the fintech or banking industries. Highlight specific examples where you've successfully managed compliance processes or dealt with noncompliance situations, as this will illustrate your capability for the role.
✨Demonstrate Leadership Skills
As a Head of Compliance, you'll need to lead teams and communicate effectively across departments. Be ready to share examples of how you've led teams, conducted training, or improved compliance culture in your previous roles to show that you're a strong leader.
✨Prepare Questions for Them
Have insightful questions ready to ask the interviewers about Breinrock's compliance strategies and challenges. This shows your genuine interest in the company and the role, and it can help you assess if the company aligns with your career goals.
