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- Tasks: Lead compliance efforts and ensure regulatory adherence in a dynamic fintech environment.
- Company: Join Breinrock, a global leader in innovative fintech payment solutions.
- Benefits: Enjoy a full-time role with opportunities for growth and a vibrant team culture.
- Why this job: Be part of a fast-growing company that values excellence and offers impactful work.
- Qualifications: Extensive experience in compliance within fintech or banking is essential.
- Other info: This role is based in London and involves direct reporting to senior management.
The predicted salary is between 48000 - 72000 £ per year.
Breinrock is a global premium brand offering fintech payment solutions, including multi-currency accounts, cross-border payments, designated IBAN accounts, and more. Our team is dedicated to providing clients with a full range of products and services to meet their banking needs with a focus on custom neo-banking solutions and personal service.
This is a full-time on-site role for a Head of Compliance / MLRO UK located in London, UK. The role involves ensuring regulatory compliance, managing compliance processes, and overseeing legal compliance within the organization on a day-to-day basis.
Responsibilities- Prepare, develop internal and Group company policies and ensure they are respected as per request of Group Compliance Head.
- Monitor and execute Compliance policies in domicile market (UK).
- Ensure the organization has a clearly defined program for complying with the country’s laws.
- Constantly report to management concerning the organization’s compliance with laws and regulations.
- Take action in dealing with noncompliance situations, creating realistic plans to overcome them.
- Conduct regular audits to identify potential weaknesses and noncompliance situations.
- Communicate with employees and ensure everyone is aware of what they need to do to comply with internal and external laws and regulations.
- Document the firm’s risk-based strategies and the basis for risk assessment and monitoring.
- Ensure the immediate investigation of all internal suspicious activity reports received.
- Ensure the submission of a SAR to the relevant law enforcement agency regarding all suspicions that have substance.
- Represent the firm to all external agencies, e.g. regulators or law enforcement agencies, and in any other third-party enquiries related to money laundering prevention, investigation or compliance.
- Promptly respond to any reasonable request for information from the regulator and/or law enforcement agencies.
- Liaise with PT on onboarding process and AML Monitoring.
- Liaise with FO/Sales and Growth on acquiring new customers.
- Participate in identification process of potential clients or dedicated person from Onboarding Team.
- Coordinate with external providers that affect compliance with regulations.
- Participate in project management related to Compliance and new products.
- Responsible for identification of clients and accuracy of documents.
- Responsible for 360-degree KYC/KYB process.
- Organize trainings for BO/Compliance team.
- Participate in all Group projects as per request of Director/Group Compliance.
- Excellent knowledge of PC.
- Proper communication with all team members as well as clients and partners.
- Previous extensive experience in Compliance industry (Fintech/Banking is a must).
Head of Compliance / MLRO UK employer: Breinrock
Contact Detail:
Breinrock Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance / MLRO UK
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance standards in the fintech and banking sectors. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly evolving industry.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in fintech or banking. Attend industry events, webinars, or join relevant online forums to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles and how you overcame them. Highlighting your problem-solving skills and ability to implement effective compliance strategies will set you apart from other candidates.
✨Tip Number 4
Research Breinrock thoroughly, including their products, services, and company culture. Tailoring your conversation to align with their values and demonstrating how your experience can contribute to their mission will make a strong impression during the interview process.
We think you need these skills to ace Head of Compliance / MLRO UK
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your extensive experience in the compliance industry, particularly within fintech or banking. Emphasise relevant skills such as regulatory compliance, risk assessment, and KYC/KYB processes.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of the fintech landscape. Mention specific experiences that demonstrate your ability to manage compliance processes and liaise with regulatory bodies.
Highlight Relevant Achievements: In your application, include specific examples of how you've successfully implemented compliance policies or managed noncompliance situations in previous roles. Quantify your achievements where possible to make a stronger impact.
Showcase Communication Skills: Since the role requires effective communication with team members and external agencies, ensure your application reflects your strong communication skills. You might want to include examples of how you've effectively communicated compliance requirements to various stakeholders.
How to prepare for a job interview at Breinrock
✨Showcase Your Compliance Knowledge
Make sure to brush up on the latest regulations and compliance standards in the fintech and banking sectors. Demonstrating your understanding of these laws during the interview will show that you are well-prepared and knowledgeable about the industry.
✨Prepare for Scenario-Based Questions
Expect questions that ask how you would handle specific compliance challenges or noncompliance situations. Prepare examples from your past experience where you successfully navigated similar issues, highlighting your problem-solving skills and strategic thinking.
✨Emphasise Team Collaboration
Since the role involves liaising with various departments, be ready to discuss how you have effectively communicated and collaborated with different teams in previous roles. Highlight any experience you have in training or guiding team members on compliance matters.
✨Demonstrate Your Passion for Excellence
Breinrock values a genuine passion for excellence. Be sure to convey your enthusiasm for compliance and how it contributes to the overall success of the organisation. Share your vision for how you can enhance their compliance processes and culture.
