At a Glance
- Tasks: Support Financial Planners in advising clients on financial strategies and products.
- Company: Leading IFA practice in Alderley Edge, Cheshire, known for its supportive culture.
- Benefits: Competitive salary, professional development, and opportunities for local travel.
- Other info: Office-based role with excellent career growth and training opportunities.
- Why this job: Join a dynamic team and make a real difference in clients' financial futures.
- Qualifications: Understanding of financial planning and strong technical knowledge of financial products.
Bond Recruitment is delighted to be recruiting for an experienced Paraplanner, on behalf of our client, a leading IFA practice in Alderley Edge, Cheshire. The role of the Paraplanner is to support the Financial Planners and other staff when informing and advising Clients on their financial strategies, plans, products and investments.
General accountabilities
- Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times.
- Comply with the relevant compliance, FTC, T&C, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the firm at all times.
- Follow closely the Centralised Investment Proposition (CIP) and other advice guidelines.
- Follow the Advice Process at all times.
- Detailed knowledge and understanding of compliance procedures.
- Liaise with clients in a compliant manner as detailed within the firm’s compliance manual.
- Keep up-to-date with all relevant product, legislative and technical changes.
- Provide support to Advisers in completing non-client facing tasks involved in preparing and administrating any recommendations being made to a client.
- Ensure the maintenance and recording of your own personal Continuing Professional Development (CPD).
Specific accountabilities
- Ensure all client files are compliant on an ongoing basis.
- Collate all quantitative detailed information required to support any recommendation.
- Ensure all relevant paperwork held within a client file is present, relevant and compliant.
- Liaise with all Advisers on a regular basis to discuss specific case detail and seek clarification of client objectives, client attitude to risk and client capacity for loss.
- Ensure all appropriate ‘know your client’ information has been obtained and can be demonstrated within the relevant client file.
- Prepare relevant documentation and comparisons to be reviewed with the Adviser.
- Prepare suitability reports in accordance with the agreed recommendations.
- Identify and discuss areas for further client financial planning with the Adviser.
- Develop a proficiency in the use and interpretation of cash-flow modelling tools.
Research accountabilities
- Undertake the relevant research to identify suitable solutions to meet a clients’ objectives.
- Annual research and associated due diligence to review and support the Centralised investment proposition, analysing and reviewing funds on the Panel.
- Pension Transfer Analysis.
- Off-platform research.
- Provider product meetings & compiling due diligence and research reports on new products.
- Communicating with providers regarding clients existing plans.
Essential
- An appreciation and understanding of the Financial Planning process.
- Broad knowledge and enthusiasm for financial services world.
- A high level of technical knowledge about the financial products and services in the market.
- An ability to work within agreed business processes.
- An ability to achieve agreed outcomes without supervision working within agreed timescales.
- Prioritise and plan own workload.
- An eye for detail and thirst for accurate report-writing.
- Excellent inter‐personal skills, both written and verbal.
- Excellent IT skills and report-writing skills.
- Ability to work independently and in a team.
The role is predominantly an office-based role although some local travelling is required to attend training courses and financial services provider presentations.
Paraplanner in Wilmslow employer: Bond Recruitment
At Bond Recruitment, we pride ourselves on being an exceptional employer, offering a supportive and collaborative work environment in the heart of Alderley Edge, Cheshire. Our commitment to employee growth is reflected in our comprehensive training programmes and opportunities for professional development, ensuring that our Paraplanners are well-equipped to excel in their roles. With a strong focus on compliance and client satisfaction, we foster a culture of integrity and excellence, making us a rewarding place to build a meaningful career in financial services.
StudySmarter Expert Advice🤫
We think this is how you could land Paraplanner in Wilmslow
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who might know about paraplanning roles. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance procedures and financial products. We want you to shine when discussing how you can support Financial Planners and clients alike!
✨Tip Number 3
Don’t forget to showcase your attention to detail! Bring examples of your report-writing skills and any relevant research you've done. This will show potential employers that you’re ready to hit the ground running.
✨Tip Number 4
Apply through our website for a smoother process! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Paraplanner in Wilmslow
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Paraplanner role. Highlight your experience in financial planning and compliance, and don’t forget to showcase your technical knowledge of financial products. We want to see how you fit into our world!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about financial services and how your skills align with the job description. We love seeing enthusiasm and a personal touch, so let your personality come through!
Showcase Your Attention to Detail:As a Paraplanner, attention to detail is key. Make sure your application is free from typos and errors. We appreciate candidates who take the time to ensure their documents are polished and professional, just like the work we do!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen to join our team at StudySmarter!
How to prepare for a job interview at Bond Recruitment
✨Know Your Stuff
Make sure you brush up on your knowledge of financial products and services. Familiarise yourself with the Financial Services and Markets Act 2000 and FCA rules, as well as the Centralised Investment Proposition. This will show that you're not just a candidate, but someone who understands the industry inside out.
✨Showcase Your Compliance Knowledge
Since compliance is key in this role, be prepared to discuss how you've adhered to compliance procedures in your previous positions. Bring examples of how you've ensured client files are compliant and how you’ve kept up-to-date with relevant legislation. This will demonstrate your attention to detail and commitment to best practices.
✨Prepare for Client Scenarios
Think about potential client scenarios you might encounter as a Paraplanner. Be ready to discuss how you would gather 'know your client' information and prepare suitability reports. This will highlight your practical understanding of the role and your ability to think on your feet.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions! Inquire about the firm's approach to ongoing training and development, or how they stay updated with market changes. This shows your enthusiasm for the role and your desire to grow within the company.
