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- Tasks: Advise clients on financial services and pension transfers while ensuring compliance.
- Company: International financial services provider with a global presence.
- Benefits: Competitive salary, bonus package, and opportunities for professional growth.
- Why this job: Make a real difference in clients' financial futures while working in a dynamic environment.
- Qualifications: QCA Level 4 or equivalent, with strong compliance knowledge.
- Other info: Join a supportive team with excellent career advancement opportunities.
The predicted salary is between 28800 - 48000 £ per year.
About the job
Our client is an international provider of financial services with offices in strategic global locations, they are urgently seeking an Independent Financial Adviser or Pension Transfer Specialist to work from their Head Offices in Ellesmere Port. Our client has long term, fixed fee contracts with a number of well‑known international actuarial and pension trustee firms, to advise former UK pension members, now resident overseas, in respect of enhanced transfer value offers being made available to them.
Relevant Skills and Knowledge
- Technical knowledge and qualifications (e.g. QCA Level 4 exams) or equivalent
- Detailed knowledge and understanding of the firms compliance procedures including record keeping requirements
- Provision of advice to clients in a compliant manner as detailed in the firms compliance manual and procedures
Responsibilities
- Comply with the Financial Services and Markets Act 2000, the FCA Statements of Principle & Code of Practice for approved persons and the relevant FCA rules at all times
- Comply with the relevant compliance, TCF, T&C and, financial crime (anti‑money laundering, data security, anti‑bribery, fraud and corruption) procedures of the firm at all times
- Keep up to date with all relevant product, legislative and technical changes
- Provide financial review services to existing clients in a timely manner and in accordance with the firms procedures
- Prospect and contact potential clients in accordance with the firms business plan and supervisors guidance
- Ensure sufficient client information obtained and analyse information gathered
- Undertake sufficient product and market research
- Ensure suitable recommendations are made.
- Ensure all supporting documentation is maintained
- Ensure a current statement of professional standing (SPS) is held at all times
- Attain and maintain level of competence as required by the firm
- Maintain all standards of performance as required by the firm
A competitive salary and bonus package is on offer for the successful candidate so please apply today and we will call you to discuss the role in more detail.
Independent Financial Adviser in Ellesmere Port employer: Bond Recruitment Ltd
Contact Detail:
Bond Recruitment Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Independent Financial Adviser in Ellesmere Port
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have a lead or be able to refer you to someone looking for an Independent Financial Adviser.
✨Tip Number 2
Brush up on your interview skills! Research common questions for financial advisers and practice your responses. We can help you with mock interviews to boost your confidence and ensure you nail that first impression.
✨Tip Number 3
Showcase your expertise! Create a portfolio or a presentation that highlights your qualifications, compliance knowledge, and successful client interactions. This will set you apart from other candidates and demonstrate your value to potential employers.
✨Tip Number 4
Don't forget to apply through our website! We make it easy for you to find and apply for roles that match your skills. Plus, we’re here to support you every step of the way in landing that dream job as an Independent Financial Adviser.
We think you need these skills to ace Independent Financial Adviser in Ellesmere Port
Some tips for your application 🫡
Show Off Your Qualifications: Make sure to highlight your technical knowledge and any relevant qualifications, like the QCA Level 4 exams. We want to see how you meet the requirements, so don’t hold back!
Know Your Compliance: Familiarise yourself with compliance procedures and regulations. Mention your understanding of the Financial Services and Markets Act 2000 and FCA rules in your application. It shows us you’re serious about the role!
Tailor Your Application: Don’t just send a generic application! Tailor your CV and cover letter to reflect the specific skills and responsibilities mentioned in the job description. We love seeing candidates who take the time to connect their experience to our needs.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Bond Recruitment Ltd
✨Know Your Compliance Inside Out
Make sure you’re well-versed in the Financial Services and Markets Act 2000 and the FCA rules. Brush up on the firm's compliance procedures, as demonstrating your understanding of these will show that you take regulatory requirements seriously.
✨Showcase Your Technical Knowledge
Be prepared to discuss your qualifications, especially if you have QCA Level 4 or equivalent. Highlight any relevant experience you have with pension transfer advice and how you’ve kept up with product and legislative changes.
✨Prepare for Client Scenarios
Think about potential client situations you might face and how you would handle them. This could include discussing how you would conduct a financial review or make suitable recommendations based on client information.
✨Demonstrate Your Research Skills
Be ready to talk about how you approach market research and product analysis. Share examples of how you’ve successfully gathered and analysed client information to make informed recommendations in the past.
