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- Tasks: Support Financial Planners in advising clients on financial strategies and compliance.
- Company: Join a leading IFA practice in Alderley Edge, Cheshire.
- Benefits: Enjoy a dynamic work environment with opportunities for professional development.
- Why this job: Gain hands-on experience in financial planning while working with a supportive team.
- Qualifications: A passion for financial services and strong technical knowledge are essential.
- Other info: This is primarily an office-based role with some local travel for training.
The predicted salary is between 36000 - 60000 £ per year.
Bond Recruitment is delighted to be recruiting for an experienced Paraplanner, on behalf of our client, a leading IFA practice in Alderley Edge, Cheshire.
The role of the Paraplanner is to support the Financial Planners and other staff when informing and advising Clients on their financial strategies, plans, products and investments.
General accountabilities
- Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times.
- Comply with the relevant compliance, FTC, T&C, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the firm at all times.
- Follow closely the Centralised Investment Proposition (CIP) and other advice guidelines.
- Follow the Advice Process at all times.
- Detailed knowledge and understanding of compliance procedures.
- Liaise with clients in a compliant manner as detailed within the firm’s compliance manual.
- Keep up-to-date with all relevant product, legislative and technical changes.
- To provide support to Advisers in completing non-client facing tasks involved in preparing and administrating any recommendations being made to a client
- Ensure the maintenance and recording of your own personal Continuing Professional Development (CPD)
Specific accountabilities
- To ensure all client files are compliant on an ongoing basis.
- To collate all quantitative detailed information required to support any recommendation.
- To ensure all relevant paperwork held within a client file is present, relevant and compliant.
- Liaise with all Advisers on a regular basis to discuss specific case detail and seek clarification of client objectives client attitude to risk and client capacity for loss.
- Ensure all appropriate ‘know your client’ information has been obtained and can be demonstrated within the relevant client file.
- Prepare relevant documentation and comparisons to be reviewed with the Adviser.
- Prepare suitability reports in accordance with the agreed recommendations.
- Identify and discuss areas for further client financial planning with the Adviser.
- Develop a proficiency in the use and interpretation of cash-flow modelling tools
Research accountabilities
- Undertake the relevant research to identify suitable solutions to meet a clients’ objectives.
- Annual research and associated due diligence to review and support the Centralised investment proposition, analysing and reviewing funds on the Panel.
- Pension Transfer Analysis
- Off-platform research
- Provider product meetings & compiling due diligence and research reports on new products
- Communicating with providers regarding clients existing plans
Essential
- An appreciation and understanding of the Financial Planning process.
- Broad knowledge and enthusiasm for financial services world
- A high level of technical knowledge about the financial products and services in the market
- An ability to work within agreed business processes.
- An ability to achieve agreed outcomes without supervision working within agreed timescales.
- Prioritise and plan own workload.
- An eye for detail and thirst for accurate report-writing.
- Excellent inter‐personal skills, both written and verbal.
- Excellent IT skills and report-writing skills.
- Ability to work independently and in a team
The role is predominantly an office-based role although some local travelling is required to attend training courses and financial services provider presentations.
Paraplanner employer: Bond Rec
Contact Detail:
Bond Rec Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Paraplanner
✨Tip Number 1
Familiarize yourself with the Financial Services and Markets Act 2000 and the FCA rules. Understanding these regulations will not only help you in your role but also demonstrate your commitment to compliance during interviews.
✨Tip Number 2
Stay updated on the latest financial products and services. Being knowledgeable about current market trends and offerings will allow you to engage more effectively with potential employers and show that you're proactive in your professional development.
✨Tip Number 3
Develop your report-writing skills by practicing creating suitability reports and other documentation. This will not only enhance your technical abilities but also prepare you for the specific tasks you'll be handling as a Paraplanner.
✨Tip Number 4
Network with professionals in the financial planning industry. Attend local events or webinars to connect with others in the field, which can lead to valuable insights and potential job opportunities.
We think you need these skills to ace Paraplanner
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities and requirements of a Paraplanner. Highlight your knowledge of financial planning processes and compliance procedures in your application.
Tailor Your CV: Customize your CV to reflect your experience in financial services, particularly focusing on your technical knowledge of financial products and your ability to support financial planners.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your enthusiasm for the role and the financial services industry. Mention specific experiences that demonstrate your attention to detail and report-writing skills.
Highlight Relevant Skills: In your application, emphasize your interpersonal skills, ability to work independently, and proficiency with cash-flow modeling tools. These are crucial for the Paraplanner position.
How to prepare for a job interview at Bond Rec
✨Show Your Knowledge of Financial Planning
Make sure to demonstrate your understanding of the financial planning process during the interview. Be prepared to discuss specific strategies and products you are familiar with, as well as any recent changes in legislation that may impact clients.
✨Highlight Compliance Awareness
Since compliance is a critical aspect of the role, emphasize your knowledge of the Financial Services and Markets Act 2000 and relevant FCA rules. Share examples of how you've ensured compliance in previous roles or how you stay updated on compliance procedures.
✨Prepare for Technical Questions
Expect technical questions related to financial products and services. Brush up on your technical knowledge and be ready to explain complex concepts clearly. This will showcase your expertise and ability to communicate effectively with both clients and advisers.
✨Demonstrate Strong Interpersonal Skills
Since the role involves liaising with clients and advisers, it's important to exhibit excellent interpersonal skills. Practice articulating your thoughts clearly and confidently, and be prepared to discuss how you handle client interactions and build relationships.
