Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support the Compliance team in monitoring and regulatory strategies while ensuring adherence to policies.
- Company: Join a leading global commodities firm based in London with a focus on compliance and risk management.
- Benefits: Competitive salary, professional development opportunities, and a dynamic work environment.
- Other info: Collaborative culture with opportunities for career advancement in a fast-paced industry.
- Why this job: Make a real impact in risk and compliance while working with industry experts.
- Qualifications: Degree or professional qualification with 5+ years in a Compliance role and strong analytical skills.
The predicted salary is between 80000 - 100000 £ per year.
Responsibilities:
- Assisting the Compliance team in carrying out its Compliance Monitoring Plan and regulatory strategy;
- Updating and writing new policies for BOCI Global Commodities UK Limited;
- Preparation of Management Information reports for Beijing and Hong Kong offices;
- Assist with Financial Crime tasks such as completion of Transaction Monitoring monthly reports, sanctions screening and ongoing monitoring via Dow Jones system;
- Assistance with trade (SMARTS) and communications surveillance (Bloomberg);
- Staff dealing, conflicts of Interest reviews, attestations;
- Ensuring staff adhere to FCA Handbook and LME and ICE Rule Books, by advising and communicating with staff;
- Assisting the team with various risk assessments, in Risk and Compliance;
- Working with supervisor(s) on Business Continuity Planning, Operational Risk Management and Liquidity Risk Monitoring.
Skills & Experience:
- Educated to degree or appropriate professional qualification level;
- Minimum of 5 years' experience working in a Compliance role;
- Solid understanding of FCA Handbook, Financial Crime regulations and a broad range of wholesale banking products;
- Strong analytical skills to use data/risk metrics for risk and compliance monitoring;
- Excellent communication and interpersonal skills;
- Strong work ethic and ability to cover some Risk Management work in addition to Compliance responsibilities.
VP, Risk and Compliance (London Office) employer: BOCI
Contact Detail:
BOCI Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land VP, Risk and Compliance (London Office)
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and risk sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the FCA Handbook and financial crime regulations. We want you to be able to discuss these topics confidently. Practice common interview questions and think about how your experience aligns with the responsibilities listed in the job description.
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've used data and risk metrics in your previous roles. We love seeing candidates who can demonstrate their ability to monitor compliance effectively and make data-driven decisions.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we’re always looking for passionate individuals who are ready to take on the challenges of risk and compliance in our London office.
We think you need these skills to ace VP, Risk and Compliance (London Office)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the VP, Risk and Compliance role. Highlight your experience in compliance and risk management, especially any work with FCA regulations or financial crime tasks. We want to see how your background aligns with our needs!
Showcase Your Skills: In your application, don’t just list your skills—show us how you've used them! Whether it's preparing Management Information reports or conducting risk assessments, give us examples that demonstrate your analytical and communication prowess.
Be Clear and Concise: When writing your application, clarity is key. Use straightforward language and avoid jargon unless it’s relevant to the role. We appreciate a well-structured application that gets straight to the point without fluff!
Apply Through Our Website: We encourage you to apply through our website for the best chance of being noticed. It helps us keep track of applications and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at BOCI
✨Know Your Compliance Stuff
Make sure you brush up on the FCA Handbook and Financial Crime regulations. Be ready to discuss how your experience aligns with these areas, especially in relation to wholesale banking products. This shows you’re not just familiar but also passionate about compliance.
✨Showcase Your Analytical Skills
Prepare examples of how you've used data and risk metrics in your previous roles. Think about specific situations where your analytical skills made a difference in compliance monitoring or risk assessments. This will demonstrate your capability to handle the responsibilities outlined in the job description.
✨Communicate Clearly
Since excellent communication is key for this role, practice articulating your thoughts clearly and concisely. You might be asked to explain complex compliance concepts, so being able to simplify them will show your understanding and ability to advise others effectively.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance and risk management. Prepare by thinking through how you would handle conflicts of interest or operational risk scenarios. This will help you demonstrate your problem-solving skills and practical knowledge.