At a Glance
- Tasks: Lead compliance advisory for electronic and algorithmic trading, ensuring regulatory adherence.
- Company: Join BNY, a leading financial institution with a strong commitment to compliance.
- Benefits: Enjoy competitive pay, benefits, and paid volunteer time for personal growth.
- Other info: Be part of a dynamic team focused on compliance excellence and professional development.
- Why this job: Make a significant impact in trading compliance while advancing your career in finance.
- Qualifications: Experience in wholesale markets and knowledge of FCA and MiFID regulations required.
The predicted salary is between 80000 - 120000 € per year.
BNY is seeking a Senior Vice President, Compliance & Control - Trading Compliance Officer to join its Markets Compliance team in London. This role focuses on compliance advisory including electronic trading, algorithmic trading controls, and regulatory reporting.
The ideal candidate will have compliance experience in wholesale markets and a strong understanding of FCA and MiFID regulations.
BNY offers competitive compensation and benefits including paid volunteer time, promoting personal and professional well-being.
VP, Trading Compliance & Controls - E-Trading Lead employer: BNY
BNY is an excellent employer that prioritises the well-being and professional growth of its employees, offering competitive compensation and benefits alongside opportunities for meaningful engagement through paid volunteer time. The vibrant work culture in London fosters collaboration and innovation, making it an ideal environment for those looking to excel in compliance within the dynamic landscape of electronic trading and regulatory frameworks.
StudySmarter Expert Advice🤫
We think this is how you could land VP, Trading Compliance & Controls - E-Trading Lead
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and trading sectors on LinkedIn. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for those tricky interview questions! Brush up on FCA and MiFID regulations, and be ready to discuss how you've tackled compliance challenges in the past.
✨Tip Number 3
Showcase your expertise! Bring along examples of your work in electronic and algorithmic trading controls to demonstrate your hands-on experience during interviews.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed by the right people at BNY.
We think you need these skills to ace VP, Trading Compliance & Controls - E-Trading Lead
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your compliance experience, especially in wholesale markets. We want to see how your background aligns with the role's focus on electronic and algorithmic trading controls.
Showcase Regulatory Knowledge:Demonstrate your understanding of FCA and MiFID regulations in your application. We’re looking for candidates who can clearly articulate their knowledge and how it applies to trading compliance.
Craft a Compelling Cover Letter:Use your cover letter to tell us why you’re the perfect fit for this role. Share specific examples from your past that showcase your skills in compliance advisory and regulatory reporting.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at BNY
✨Know Your Regulations
Make sure you brush up on FCA and MiFID regulations before the interview. Being able to discuss these in detail will show that you’re not just familiar with compliance but that you truly understand the nuances of trading compliance and controls.
✨Showcase Your Experience
Prepare specific examples from your past roles where you successfully navigated compliance challenges, especially in wholesale markets. This will help demonstrate your hands-on experience and how it aligns with what BNY is looking for.
✨Understand E-Trading Dynamics
Since this role focuses on electronic and algorithmic trading, make sure you can articulate your understanding of these areas. Discuss any relevant projects or initiatives you've been involved in that relate to e-trading controls.
✨Ask Insightful Questions
Prepare thoughtful questions about BNY's approach to compliance and controls in trading. This shows your genuine interest in the role and helps you gauge if the company culture aligns with your values, especially regarding personal and professional well-being.
