At a Glance
- Tasks: Lead regulatory change oversight and ensure compliance across Pershing and Markets EMEA.
- Company: Join BNY, a leading global financial services company with a culture of innovation.
- Benefits: Opportunities for growth, collaboration, and working with cutting-edge technologies.
- Other info: Dynamic environment with a focus on collaboration and career development.
- Why this job: Make a real impact in the financial sector while driving transformative solutions.
- Qualifications: Experience in compliance within financial services and strong knowledge of FCA regulations.
The predicted salary is between 72000 - 88000 £ per year.
Were seeking a future team member for the role of Vice President, Compliance Officer to join the Pershing and Markets Compliance team.
This role is located in Manchester, UK.
In this role, youll make an impact in the following ways: Lead horizon scanning and regulatory change oversight across Pershing and Markets EMEA, ensuring regulatory developments are identified, assessed, tracked and implemented effectively.
Maintain regulatory change governance frameworks, including publications logs, horizon scanning tools, procedures and supporting documentation.
Partner with business stakeholders to assess the impact of regulatory developments and support prioritisation, interpretation and implementation activities.
Act as a key liaison between Pershing/Markets EMEA and BNYs EMEA Regulatory Change function, ensuring alignment with enterprise standards and governance requirements.
Provide practical compliance advice and risk-based challenge on regulatory change initiatives, projects and business activities.
Prepare management information, support regulatory reporting obligations and contribute to compliance communications, working groups and cross-functional initiatives.
To be successful in this role, were seeking the following: Compliance experience within financial services, with strong knowledge of FCA regulations relating to custody, client assets, clearing and settlement activities.
Strong understanding of UK regulatory developments, including experience analysing consultation papers, policy statements and regulatory thematic reviews.
Working knowledge of key regulatory frameworks including COBS, SYSC, SMCR, DISP, Mi FID, COLL, CASS and MAR, with Irish and Jersey regulatory knowledge desirable.
Proven ability to provide practical compliance advice, influence stakeholders and communicate effectively with a range of audiences.
Experience working within a global organisation and collaborating across business, compliance and regulatory functions in multiple jurisdictions.
Familiarity with compliance risk management frameworks, regulatory change programmes, compliance projects and emerging technologies, including AI.
At BNY, our culture allows us to run our company better and enables employees growth and success.
As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the worlds investible assets.
Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent.
Together, we power the future of finance and this is what #Life At BNY is all about. Join us and be part of something extraordinary. TPBN1_UKTJ
Vice President, Compliance & Control - Regulatory Change - Pershing & Markets employer: BNY
At BNY, we pride ourselves on being an exceptional employer that fosters a culture of innovation and collaboration. Our London and Manchester offices offer a dynamic work environment where you can thrive professionally while enjoying comprehensive benefits and ample opportunities for career growth. Join us to be part of a forward-thinking team that values your contributions and supports your development in the ever-evolving field of technology audit.
