At a Glance
- Tasks: Lead regulatory change oversight and ensure compliance across Pershing EMEA.
- Company: Join BNY, a leading global financial services company with a culture of innovation.
- Benefits: Competitive salary, growth opportunities, and a dynamic work environment.
- Other info: Collaborate with diverse teams and engage with stakeholders at all levels.
- Why this job: Make a real impact in the financial sector while working with cutting-edge technology.
- Qualifications: Experience in compliance within financial services and strong knowledge of FCA requirements.
The predicted salary is between 72000 - 88000 £ per year.
Were seeking a future team member for the role of Vice President, Compliance Officer to join the Pershing EMEA Compliance team.
This role is located in Manchester, UK.
Are you ready to apply Make sure you understand all the responsibilities and tasks associated with this role before proceeding.
In this role, youll make an impact in the following ways:
Lead regulatory change oversight across Pershing EMEA, monitoring new UK, EU, Irish and Jersey regulatory developments and assessing their impact on the business.
Maintain regulatory publications logs, regulatory change controls and governance documentation, ensuring regulatory assessments and actions are tracked and accessible.
Partner with the EMEA Regulatory Change team, Project Management Office and business stakeholders to coordinate regulatory change implementation and delivery.
Oversee the horizon scanning framework, providing traceability of regulatory developments from identification through implementation.
Prepare and maintain management information to support compliance risk monitoring, regulatory reporting and senior governance oversight.
Provide compliance advisory support across Pershing and BNY stakeholders, contributing to projects, working groups and regulatory change initiatives.
To be successful in this role, were seeking the following:
Compliance experience within financial services, with strong knowledge of FCA requirements relating to custody, client assets, clearing and settlement activities.
Strong understanding of UK and European regulatory developments and their impact on capital markets, wealth management and advisory businesses.
Detailed knowledge of key FCA regulatory frameworks, including PRIN, SYSC, COBS, MAR, CASS, SUP, Mi FID, SMCR and DISP.
Experience working within a global organisation across multiple jurisdictions and engaging with stakeholders at all levels.
Strong communication, presentation and stakeholder management skills, with the ability to provide practical compliance guidance and challenge.
Familiarity with compliance risk management frameworks, regulatory change programmes, compliance projects and emerging technologies, including AI.
At BNY, our culture allows us to run our company better and enables employees growth and success.
As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the worlds investible assets.
Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent.
Together, we power the future of finance and this is what #Life At BNY is all about. xehkeey Join us and be part of something extraordinary.
Vice President, Compliance & Control - Pershing employer: BNY
At BNY, we pride ourselves on being an exceptional employer that fosters a culture of innovation and collaboration. Our London and Manchester offices offer a dynamic work environment where you can thrive professionally while enjoying comprehensive benefits and ample opportunities for career growth. Join us to be part of a forward-thinking team that values your contributions and supports your development in the ever-evolving field of technology audit.
