At a Glance
- Tasks: Oversee operational effectiveness and compliance with client asset regulations.
- Company: Join BNY, a leading global financial services company driving innovation.
- Benefits: Competitive pay, flexible resources, generous leave, and wellbeing programs.
- Other info: Dynamic culture with opportunities for personal and professional growth.
- Why this job: Make a real impact in finance while working with cutting-edge technology.
- Qualifications: Experience in client asset roles and strong regulatory knowledge required.
The predicted salary is between 80000 - 100000 £ per year.
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
We’re seeking a future team member for the role of Senior Vice President, Client Asset Safety to join our Wealth Services Platform team. This role is located in Manchester or London.
In this role, you’ll make an impact in the following ways:
- Oversight of the operational effectiveness of BNY Pershing’s systems and controls that are designed to achieve compliance with the Financial Conduct Authority’s (FCA) Client Asset Rules (CASS), CBI Client Asset rules and JFSC Client Asset rules.
- Manage the Client Asset Oversight quality assurance plan to ensure that we meet our regulatory requirements and obligations.
- Prepare and submit reports at Board and Executive Committee level to Senior Management and the Head of Client Asset Oversight.
- Act as the CASS SME for business initiatives from a client asset safety perspective and participate in Project Steering or Working Groups.
- Identify and implement opportunities to enhance and automate controls and culture to mitigate risk to BNY Pershing, its clients and the market.
To be successful in this role, we’re seeking the following:
- Bachelor’s degree and several years of experience in a senior client asset specific role.
- Strong experience of operational application of client asset rules.
- Full understanding of managing breaches of the regulations, including materiality assessment and regulatory reporting where required.
- Experience of regulatory submissions/notifications such as CMAR/MCAR and adhering to regulatory deadlines.
- Experience of managing an operations or Client Asset Oversight team.
If you don’t meet every qualification but are excited about the role, we encourage you to apply — you may be the right candidate.
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
Senior Vice President, Ops Regulatory Oversight Management employer: BNY
At BNY, we pride ourselves on being an exceptional employer, particularly for the Vice President, Data Transfer – Integration & Quality role in London. Our commitment to a culture of excellence is reflected in our competitive compensation and comprehensive benefits, including generous paid leave and volunteer time, which support both personal and professional growth. We foster an inclusive environment that champions innovation and collaboration, providing ample opportunities for career advancement while ensuring our employees are equipped with the resources they need to thrive.
