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- Tasks: Guide clients on regulatory compliance and support fund operations with expert analysis.
- Company: Join BNY, a leading global financial services company shaping the future of finance.
- Benefits: Competitive pay, flexible resources, wellness programmes, and generous paid leave.
- Why this job: Make a real impact in the financial world while growing your career in a supportive environment.
- Qualifications: Deep knowledge of investment funds and strong analytical skills required.
- Other info: Dynamic team culture with opportunities for personal and professional growth.
The predicted salary is between 55000 - 65000 £ per year.
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
We’re seeking a future team member for the role of Senior Specialist, Regulatory & Technical Support to join our UK Trustee & Depositary Services team. This role is located in Edinburgh.
Responsibilities- Review of, and provision of guidance on, all applicable scheme documentation (including prospectuses; instruments of incorporation; trust deeds; FCA applications; schemes of arrangement; investor circulars; and risk management policies), ensuring compliance with regulations and protecting investor interests.
- Providing high quality interpretation to fund manager clients, the depositary business, and the wider organisation in respect of regulatory and compliance matters relating to the interpretation of relevant regulations and their application to technical aspects of collective investment fund operations.
- Collation and submission of regular regulatory reporting.
- Assist the regulatory and technical team with analysis of regulatory change.
- Perform Issues/Embeddedness Testing reviews; assess remediation control design and operating effectiveness, document results, and drive follow‑up actions to closure.
- Support the review of trend analysis on issues, developing additional action plans as necessary.
- In‑depth knowledge of the collective investment funds industry and the rules and regulations pertaining thereto, particularly as they relate to OEICs, authorised unit trusts, authorised contractual schemes, non‑UCITS retail schemes, qualified investor schemes, and Long‑Term Asset Funds.
- In‑depth familiarity with authorised fund scheme documentation and the FCA authorisation process.
- Strong risk awareness with a deep understanding of control frameworks, testing methodologies, and remediation life cycles.
- Strong communication and collaboration skills, with the ability to work effectively with stakeholders at all levels of the organisation.
- Strong analytical skills with high attention to detail, sense of ownership, accountability, and risk awareness.
- Ability to prioritise across multiple deadlines and manage a varied workload.
BNY offers highly competitive compensation, benefits, and wellbeing programmes rooted in a strong culture of excellence and our pay‑for‑performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
Senior Specialist, Regulatory & Technical Support, UK Trustee & Depositary employer: BNY
Contact Detail:
BNY Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Specialist, Regulatory & Technical Support, UK Trustee & Depositary
✨Tip Number 1
Network like a pro! Reach out to current or former employees at BNY through LinkedIn. A friendly chat can give you insider info and might even lead to a referral, which is always a bonus.
✨Tip Number 2
Prepare for the interview by diving deep into BNY's recent projects and initiatives. Show us that you’re not just another candidate; demonstrate your passion for their mission and how your skills align with their goals.
✨Tip Number 3
Practice your responses to common interview questions, but keep it natural. We want to see your personality shine through, so don’t be afraid to share your experiences and how they relate to the role.
✨Tip Number 4
Follow up after your interview with a thank-you email. It’s a simple gesture that shows your appreciation and keeps you fresh in their minds. Plus, it’s a great chance to reiterate your enthusiasm for the role!
We think you need these skills to ace Senior Specialist, Regulatory & Technical Support, UK Trustee & Depositary
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in regulatory and technical support. Use keywords from the job description to show that you understand what we're looking for.
Showcase Your Skills: Don’t just list your qualifications; demonstrate how your skills align with the role. Talk about your experience with compliance, risk management, and any relevant regulations in the collective investment funds industry.
Be Clear and Concise: Keep your application straightforward and to the point. We appreciate clarity, so avoid jargon and ensure your points are easy to understand. This will help us see your thought process and attention to detail.
Apply Through Our Website: We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at BNY
✨Know Your Regulations
Make sure you brush up on the key regulations and compliance matters related to collective investment funds. Familiarise yourself with OEICs, authorised unit trusts, and the FCA authorisation process. This knowledge will not only help you answer questions confidently but also show your genuine interest in the role.
✨Showcase Your Analytical Skills
Prepare to discuss your analytical skills and how you've applied them in previous roles. Think of specific examples where you've assessed control frameworks or conducted trend analysis. Being able to articulate your thought process will impress the interviewers and demonstrate your suitability for the position.
✨Communicate Effectively
Since strong communication is key for this role, practice articulating complex regulatory concepts in simple terms. You might be asked to explain how you would guide clients through compliance issues, so being clear and concise will be crucial. Consider doing mock interviews with a friend to refine your delivery.
✨Prepare Questions for Them
Interviews are a two-way street, so come prepared with insightful questions about the team and the company's approach to regulatory changes. This shows that you're not just interested in the job, but also in how you can contribute to the team's success and adapt to the evolving landscape of financial services.