Senior Securities Compliance & Trading Controls Specialist
Senior Securities Compliance & Trading Controls Specialist

Senior Securities Compliance & Trading Controls Specialist

Full-Time 50000 - 65000 £ / year (est.) No home office possible
BNY

At a Glance

  • Tasks: Monitor securities trading and ensure compliance with industry regulations.
  • Company: BNY, a leading financial services firm in Manchester.
  • Benefits: Competitive pay, generous leave, and comprehensive benefits to support your life moments.
  • Other info: Opportunity for career growth in a dynamic and supportive environment.
  • Why this job: Join a culture of excellence and make a real impact in the financial sector.
  • Qualifications: Strong analytical skills and knowledge of financial services required.

The predicted salary is between 50000 - 65000 £ per year.

BNY in Manchester is offering a role focused on Securities Trading Conduct compliance. This position requires strong analytical skills and knowledge of the financial services industry.

Responsibilities include:

  • Monitoring transactions
  • Providing guidance on policies
  • Maintaining compliance records

BNY emphasizes a strong culture of excellence and offers competitive compensation and benefits, including generous paid leave to support employees through important moments in their lives.

Senior Securities Compliance & Trading Controls Specialist employer: BNY

BNY in Manchester is an excellent employer that prioritises a culture of excellence and employee well-being. With competitive compensation, generous paid leave, and a commitment to professional growth, employees are supported in both their career development and personal lives, making it a rewarding place to work for those passionate about compliance in the financial services industry.
BNY

Contact Detail:

BNY Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Securities Compliance & Trading Controls Specialist

✨Tip Number 1

Network like a pro! Reach out to folks in the financial services industry, especially those who work at BNY. A friendly chat can open doors and give you insights that might just help you stand out.

✨Tip Number 2

Show off your analytical skills! Prepare examples of how you've tackled compliance issues or improved processes in past roles. Be ready to discuss these during interviews to demonstrate your expertise.

✨Tip Number 3

Research BNY's culture and values. Understanding their emphasis on excellence will help you tailor your responses in interviews and show that you're a great fit for their team.

✨Tip Number 4

Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect with us directly.

We think you need these skills to ace Senior Securities Compliance & Trading Controls Specialist

Analytical Skills
Knowledge of Financial Services Industry
Transaction Monitoring
Policy Guidance
Compliance Record Maintenance
Attention to Detail
Communication Skills
Problem-Solving Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your analytical skills and experience in the financial services industry. We want to see how your background aligns with the role of a Senior Securities Compliance & Trading Controls Specialist.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to BNY's culture of excellence. We love seeing genuine enthusiasm!

Showcase Relevant Experience: When detailing your previous roles, focus on your experience with monitoring transactions and maintaining compliance records. We’re looking for specific examples that demonstrate your expertise in these areas.

Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for this exciting opportunity at BNY in Manchester.

How to prepare for a job interview at BNY

✨Know Your Compliance Stuff

Make sure you brush up on your knowledge of securities trading conduct compliance. Familiarise yourself with the latest regulations and policies in the financial services industry. This will not only show your expertise but also demonstrate your commitment to maintaining high standards.

✨Show Off Your Analytical Skills

Prepare to discuss specific examples where you've used your analytical skills to monitor transactions or resolve compliance issues. Think about how you can quantify your impact, like reducing errors or improving processes, to really impress the interviewers.

✨Understand BNY's Culture

Research BNY's culture of excellence and their approach to employee support. Be ready to explain how your values align with theirs and how you can contribute to fostering that culture. This shows you're not just looking for a job, but a place where you can thrive.

✨Prepare Questions

Have a few thoughtful questions ready to ask at the end of your interview. This could be about their compliance strategies or how they support employees during important life moments. It shows you're genuinely interested in the role and the company.

Senior Securities Compliance & Trading Controls Specialist
BNY

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