At a Glance
- Tasks: Oversee compliance and operational effectiveness in client asset management.
- Company: Join BNY Pershing, a leader in wealth services with a focus on innovation.
- Benefits: Enjoy competitive pay, flexible resources, generous leave, and wellness support.
- Other info: Be part of a diverse team committed to equal opportunity and inclusion.
- Why this job: Make a real impact in regulatory oversight while advancing your career.
- Qualifications: Bachelor’s degree and experience in client asset management required.
The predicted salary is between 80000 - 100000 € per year.
Vice President, Operations Regulatory Oversight Management (CASS) – Wealth Services Platform team (location: Manchester).
In this role, you’ll oversee the operational effectiveness of BNY Pershing’s systems and controls to achieve compliance with FCA, CBI, and JFSC client asset rules.
Responsibilities- Oversee operational effectiveness of BNY Pershing’s systems and controls to meet compliance with FCA, CBI and JFSC client asset rules.
- Manage the Client Asset Oversight quality assurance plan to meet regulatory requirements.
- Prepare and submit Board and Executive Committee reports to Senior Management and the Head of Client Asset Oversight.
- Serve as the CASS SME for business initiatives from a client asset safety perspective and participate in Project Steering or Working Groups.
- Identify and implement opportunities to enhance and automate controls and culture to mitigate risk to BNY Pershing, its clients, and the market.
- Bachelor’s degree and several years’ experience in a senior client asset specific role.
- Strong experience with the operational application of client asset rules.
- Full understanding of managing regulatory breaches, including materiality assessment and regulatory reporting.
- Experience with regulatory submissions/notifications such as CMAR/MCAR and adherence to regulatory deadlines.
- Experience managing an operations or Client Asset Oversight team.
BNY offers competitive compensation, benefits, and wellbeing programs, including flexible global resources, generous paid leave, paid volunteer time, and support for health and resilience.
Vice President, OPS Regulatory Oversight Management (CASS) in Manchester employer: BNY
At BNY Pershing, we pride ourselves on being an exceptional employer, particularly for the Vice President of Operations Regulatory Oversight Management role in Manchester. Our commitment to employee wellbeing is reflected in our competitive compensation packages, generous paid leave, and support for health and resilience, all within a collaborative work culture that fosters professional growth and innovation. Join us to be part of a team that values compliance and operational excellence while providing unique opportunities to enhance your career in a dynamic environment.
StudySmarter Expert Advice🤫
We think this is how you could land Vice President, OPS Regulatory Oversight Management (CASS) in Manchester
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with your own. This will help you stand out and show that you’re genuinely interested in being part of their team.
✨Tip Number 3
Practice your responses to common interview questions, especially those related to regulatory oversight and compliance. We want you to feel confident and ready to showcase your expertise in client asset rules.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Vice President, OPS Regulatory Oversight Management (CASS) in Manchester
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the specific skills and experiences that match the Vice President role. Highlight your experience with client asset rules and any relevant regulatory oversight you've managed.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role. Mention your understanding of FCA, CBI, and JFSC regulations and how you can enhance operational effectiveness.
Showcase Your Leadership Skills:Since this is a senior role, emphasise your experience in managing teams and projects. Share examples of how you've led initiatives that improved compliance or mitigated risks in previous positions.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at BNY
✨Know Your Regulations
Make sure you brush up on the FCA, CBI, and JFSC client asset rules before your interview. Being able to discuss these regulations confidently will show that you’re not just familiar with them but can also apply them in a practical context.
✨Showcase Your Leadership Skills
As a Vice President, you'll need to demonstrate strong leadership capabilities. Prepare examples of how you've successfully managed teams or projects in the past, especially in relation to client asset oversight and regulatory compliance.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific regulatory breaches or operational challenges. Think through potential scenarios and how you would approach them, focusing on risk mitigation and compliance.
✨Highlight Your Automation Experience
Since the role involves enhancing and automating controls, be ready to discuss any relevant experience you have with process improvements or technology implementations. Share specific examples of how you've used automation to improve operational effectiveness.
