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- Tasks: Support compliance efforts in Securities Trading and monitor transactions effectively.
- Company: Join BNY, a leader in financial services with a commitment to excellence.
- Benefits: Enjoy competitive pay, flexible resources, and generous paid leave for personal moments.
- Other info: Be part of a diverse team that values collaboration and personal growth.
- Why this job: Make a real impact in compliance while growing your career in finance.
- Qualifications: Knowledge of financial services and strong analytical skills are essential.
The predicted salary is between 60000 - 80000 £ per year.
In this role, you’ll make an impact in the following ways:
- Supports day-to-day Securities Trading Conduct compliance efforts, with a focus on transaction monitoring.
- Review and investigate employees’ transaction monitoring alerts in a timely manner, ensuring adherence to the Policy.
- Provide guidance to employees on the Personal Securities Trading Policy.
- Ensure adequate records are maintained when closing alerts.
- Review any escalated items and, if required, escalated items.
- Ensure employees transfer reportable accounts to an approved broker.
- Work with the business compliance officers as required during escalation process.
- Attend meetings and workshops as required in relation to the Personal Securities Trading Policy.
- Assist with ad‑hoc projects as required.
Qualifications:
- Knowledge of the financial services industry, U.S. securities markets, investment instruments, and compliance concepts.
- Strong analytical skills, problem‑solving ability and attention to detail.
- Experience in Financial Services, Audit or Compliance background.
- Technical skills, particularly proficiency in Excel.
- Excellent interpersonal skills and a collaborative mindset.
Benefits:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay‑for‑performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
Equal Employment Opportunity:
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
Senior Specialist, Compliance & Control in Manchester employer: BNY
Contact Detail:
BNY Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Specialist, Compliance & Control in Manchester
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and financial services sectors. Attend industry events or webinars, and don’t be shy about asking for informational interviews. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of U.S. securities markets and compliance concepts. We recommend creating a cheat sheet of key terms and recent news in the industry. This will help you sound sharp and informed when chatting with potential employers.
✨Tip Number 3
Showcase your analytical skills! During interviews, be ready to discuss specific examples where you've solved problems or improved processes. Use the STAR method (Situation, Task, Action, Result) to structure your answers and make a lasting impression.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive and engaged. So, get your application in and let’s get you on the path to landing that Senior Specialist role!
We think you need these skills to ace Senior Specialist, Compliance & Control in Manchester
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Specialist role. Highlight your experience in compliance and control, especially in transaction monitoring and personal securities trading. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance in the financial services industry. Share specific examples of your analytical skills and problem-solving abilities that relate to the job description.
Showcase Your Technical Skills: Don’t forget to mention your technical skills, especially your proficiency in Excel. We love seeing candidates who can leverage technology to enhance compliance efforts. If you have any relevant projects or experiences, be sure to include them!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at BNY
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance concepts and the Personal Securities Trading Policy. Be ready to discuss how you've applied these in past roles, especially in transaction monitoring and investigations.
✨Show Off Your Analytical Skills
Prepare to demonstrate your strong analytical skills during the interview. Think of specific examples where you've solved complex problems or improved processes, particularly in a financial services context.
✨Excel at Excel
Since technical skills are key for this role, be prepared to talk about your proficiency in Excel. Maybe even bring along a sample of your work or be ready to discuss how you've used Excel to analyse data or create reports.
✨Be a Team Player
Highlight your interpersonal skills and collaborative mindset. Share examples of how you've worked with compliance officers or other teams to resolve issues or improve compliance efforts. This will show that you're not just a lone wolf but someone who thrives in a team environment.