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For Companies At a Glance
- Tasks: Review and investigate transaction alerts, ensuring compliance with policies.
- Company: Join BNY, a leading global financial services firm shaping the future.
- Benefits: Enjoy competitive pay, generous leave, and wellness programmes.
- Why this job: Make a real impact in finance while developing your skills.
- Qualifications: Knowledge of finance, strong analytical skills, and Excel proficiency.
- Other info: Dynamic work environment with opportunities for personal and professional growth.
The predicted salary is between 36000 - 60000 ÂŁ per year.
Location: Manchester, United Kingdom
At BNY, our culture drives growth and success. As a leading global financial services firm, we influence nearly 20% of the world's investible assets. Our teams harness cuttingâedge AI and breakthrough technologies to collaborate with clients, delivering transformative solutions that redefine industries and uplift communities worldwide.
Responsibilities
- Review and investigate employees' transaction monitoring alerts in a timely manner, ensuring adherence to policy.
- Provide guidance to employees on the Personal Securities Trading Policy.
- Maintain adequate records when closing alerts.
- Review escalated items and, if required, initiate escalation.
- Ensure employees transfer reportable accounts to an approved broker.
- Coâoperate with business compliance officers during escalation processes.
- Attend meetings and workshops related to the Personal Securities Trading Policy.
- Assist with adâhoc projects as needed.
Qualifications
- Knowledge of the financial services industry, U.S. securities markets, investment instruments, and compliance concepts.
- Strong analytical skills, problemâsolving ability, and attention to detail.
- Experience in financial services, audit, or compliance.
- Technical skills, particularly proficiency in Excel.
- Excellent interpersonal skills and a collaborative mindset.
Benefits and Rewards
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our payâforâperformance philosophy. We provide access to flexible global resources and tools to support your life's journey, focusing on your health, fostering personal resilience, and helping you reach your financial goals. Benefits include generous paid leave, paid volunteer time, and more.
Seniority Level, Employment Type, Job Function
- Seniority level: Associate
- Employment type: Fullâtime
- Job function: Accounting/Auditing and Finance
Awards
- America's Most Innovative Companies, Fortune, 2025
- World's Most Admired Companies, Fortune, 2025
- Most Just Companies, Just Capital and CNBC, 2025
Equal Employment Opportunity Statement
BNY is an Equal Employment Opportunity/Affirmative Action Employer â Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
Senior Associate, Compliance & Control in Manchester employer: BNY
Contact Detail:
BNY Recruiting Team
StudySmarter Expert Advice đ¤Ť
We think this is how you could land Senior Associate, Compliance & Control in Manchester
â¨Tip Number 1
Network like a pro! Reach out to your connections in the financial services industry, especially those who work at BNY. A friendly chat can open doors and give you insider info about the company culture and the role.
â¨Tip Number 2
Prepare for the interview by brushing up on compliance concepts and the Personal Securities Trading Policy. We want you to show off your knowledge and how you can contribute to the team right from day one!
â¨Tip Number 3
Practice your analytical skills with real-world scenarios. Think about how you would handle transaction monitoring alerts or escalate issues. This will help you demonstrate your problem-solving abilities during the interview.
â¨Tip Number 4
Donât forget to apply through our website! Itâs the best way to ensure your application gets noticed. Plus, it shows youâre serious about joining our team at BNY.
We think you need these skills to ace Senior Associate, Compliance & Control in Manchester
Some tips for your application đŤĄ
Tailor Your CV: Make sure your CV is tailored to the Senior Associate role. Highlight your experience in compliance and control, and donât forget to showcase your analytical skills and attention to detail. We want to see how you fit into our culture and values!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in the financial services industry. Share specific examples of your past experiences that align with the responsibilities listed in the job description.
Showcase Your Technical Skills: Since proficiency in Excel is key for this role, make sure to mention any relevant technical skills you have. If you've worked on data analysis or reporting, let us know! We love candidates who can leverage technology to drive results.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. Itâs the best way for us to receive your application and ensures youâre considered for the role. Plus, youâll get to explore more about our company culture while youâre at it!
How to prepare for a job interview at BNY
â¨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance concepts and the financial services industry. Familiarise yourself with the Personal Securities Trading Policy and be ready to discuss how it impacts employees' transactions.
â¨Show Off Your Analytical Skills
Prepare to demonstrate your analytical skills during the interview. Think of examples where you've successfully solved problems or handled complex data, especially in a compliance or audit context. Use specific scenarios to highlight your attention to detail.
â¨Excel is Your Best Friend
Since technical skills, particularly in Excel, are crucial for this role, be prepared to talk about your proficiency. If possible, bring examples of how you've used Excel to analyse data or streamline processes in previous roles.
â¨Be a Team Player
BNY values collaboration, so be ready to discuss your interpersonal skills and experiences working in teams. Share instances where you've cooperated with others to achieve compliance goals or resolve issues, showing that you can work well with business compliance officers.
