At a Glance
- Tasks: Lead compliance advisory for electronic and algorithmic trading, ensuring regulatory adherence.
- Company: Join BNY, a leading financial institution with a strong commitment to compliance.
- Benefits: Enjoy competitive pay, benefits, and paid volunteer time for personal growth.
- Other info: Be part of a dynamic team focused on compliance excellence and professional development.
- Why this job: Make a significant impact in trading compliance while advancing your career in finance.
- Qualifications: Experience in wholesale markets and knowledge of FCA and MiFID regulations required.
The predicted salary is between 100000 - 150000 € per year.
BNY is seeking a Senior Vice President, Compliance & Control - Trading Compliance Officer to join its Markets Compliance team in London. This role focuses on compliance advisory including electronic trading, algorithmic trading controls, and regulatory reporting.
The ideal candidate will have compliance experience in wholesale markets and a strong understanding of FCA and MiFID regulations.
BNY offers competitive compensation and benefits including paid volunteer time, promoting personal and professional well-being.
VP, Trading Compliance & Controls - E-Trading Lead in London employer: BNY
BNY is an exceptional employer that prioritises the well-being and professional growth of its employees, offering competitive compensation and benefits alongside a supportive work culture. Located in London, the company fosters an environment where compliance professionals can thrive, with opportunities for meaningful contributions to electronic and algorithmic trading compliance while engaging in community service through paid volunteer time.
StudySmarter Expert Advice🤫
We think this is how you could land VP, Trading Compliance & Controls - E-Trading Lead in London
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and trading sectors, especially those who work at BNY or similar firms. A friendly chat can open doors and give you insider info on what they're really looking for.
✨Tip Number 2
Show off your expertise! Prepare to discuss your experience with FCA and MiFID regulations in detail. We want to hear how you've tackled compliance challenges in the past, so have some solid examples ready.
✨Tip Number 3
Practice makes perfect! Set up mock interviews with friends or mentors to refine your answers. Focus on articulating your thoughts clearly, especially around electronic and algorithmic trading controls.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to engage with us directly.
We think you need these skills to ace VP, Trading Compliance & Controls - E-Trading Lead in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to highlight your compliance experience, especially in wholesale markets. We want to see how your background aligns with the role of Trading Compliance Officer, so don’t hold back on showcasing your knowledge of FCA and MiFID regulations!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the VP role. We love seeing passion and clarity, so make sure to connect your past experiences with what we’re looking for in this position.
Showcase Relevant Skills:Highlight any specific skills related to electronic and algorithmic trading controls. We’re keen on candidates who can demonstrate their understanding of regulatory reporting, so be sure to include examples that illustrate your expertise.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. Plus, it’s super easy!
How to prepare for a job interview at BNY
✨Know Your Regulations
Make sure you brush up on FCA and MiFID regulations before the interview. Being able to discuss these in detail will show that you’re not just familiar with compliance but that you truly understand the nuances of trading regulations.
✨Showcase Your Experience
Prepare specific examples from your past roles where you successfully navigated compliance challenges, especially in wholesale markets. This will help demonstrate your hands-on experience and how it aligns with what BNY is looking for.
✨Understand E-Trading Dynamics
Since this role focuses on electronic and algorithmic trading, make sure you can articulate your understanding of these areas. Discuss any relevant projects or initiatives you've been involved in that relate to e-trading controls.
✨Ask Insightful Questions
Prepare thoughtful questions about BNY's approach to compliance and controls in trading. This shows your genuine interest in the role and helps you gauge if the company culture aligns with your values.
