At a Glance
- Tasks: Lead client asset safety and ensure compliance with regulatory frameworks.
- Company: Join a leading global financial services organisation focused on safeguarding client assets.
- Benefits: Competitive salary, benefits package, and a hybrid work model.
- Other info: Opportunity for significant influence and career growth in a dynamic environment.
- Why this job: Shape the future of global wealth services in a high-impact governance role.
- Qualifications: Proven experience in CASS, custody, or regulatory controls at VP/SVP level.
The predicted salary is between 80000 - 100000 € per year.
We are partnering with BNY Pershing Wealth Services Platform to appoint experienced Vice President (VP) and Senior Vice President (SVP) leaders into a dedicated Client Asset Safety (CASS) function. This is a senior regulatory control leadership role within a high-impact governance environment, responsible for safeguarding client money and custody assets while ensuring full compliance with FCA CASS rules and wider EMEA client asset regulatory frameworks.
You will play a pivotal role in strengthening control effectiveness, enhancing oversight frameworks, and driving data-led and automated solutions across a complex global operating model.
Join a leading global financial services organisation operating at the heart of custody, clearing, and investment servicing across international markets. The business plays a critical role in safeguarding client assets within highly regulated environments, including FCA CASS, CBI, and JFSC regimes. With a strong focus on governance, operational resilience, and control integrity, the organisation continues to invest heavily in automation, data quality, and transformation.
Senior leaders operate in a highly collaborative, transformation-led environment where they are empowered to directly influence regulatory outcomes, strengthen enterprise-wide control frameworks, and shape the future of global wealth services.
The Role: VP / SVP – Client Asset Safety (CASS)
You will lead oversight of client asset protection frameworks, ensuring robust governance, regulatory compliance, and continuous improvement of control environments across custody operations. At SVP level, this role carries significant responsibility for executive reporting, regulatory engagement, and enterprise-wide risk visibility.
Key Responsibilities
- Own and enhance Client Asset (CASS) governance, oversight, and assurance frameworks
- Ensure compliance with FCA CASS, CBI, and JFSC client asset regulations
- Lead execution of the CASS oversight and quality assurance programme
- Assess and challenge control effectiveness across custody, segregation, and reconciliation processes
- Oversee regulatory reporting, breach assessment, and materiality evaluation
- Act as a key escalation point for client asset risk events and operational incidents
- Produce and present governance reporting for Boards, ExCo, and senior committees (SVP level)
- Partner with Operations, Risk, Compliance, Technology, and Internal Audit functions
- Drive remediation of control gaps, audit findings, and regulatory issues
- Identify and implement automation and data-driven control enhancements
What We're Looking For
- Proven experience at VP or SVP level in CASS, Client Assets, Custody, or Regulatory Controls
- Strong working knowledge of FCA CASS rules and safeguarding frameworks
- Background in operational risk, governance, compliance, or control oversight
- Experience in custody, asset servicing, or regulated financial services environments
- Demonstrated track record managing regulatory engagement, audits, and remediation programmes
- Strong analytical capability with a deep control and risk mindset
- Experience operating in complex, global, matrixed organisations
- Ability to influence senior stakeholders and lead cross-functional initiatives
Highly Desirable
- Experience with CMAR / MCAR reporting
- Exposure to reconciliation frameworks and custody control environments
- Background in operational resilience or control transformation programmes
- Experience delivering automation or process improvement initiatives
Why Join
- Senior leadership role within a mission-critical regulatory control function
- High visibility across executive leadership and regulatory stakeholders
- Opportunity to shape and enhance global client asset protection frameworks
- Work within a modernising, data-driven wealth services platform
- Strong culture of transformation, innovation, and continuous improvement
Eligibility
Applicants must have full, unrestricted right to work in the UK. Sponsorship is not available now or in the future.
How to Apply
If you're a VP or SVP-level professional ready to make an impact: Click "Apply" via LinkedIn Or contact directly: mdhas@atriumglobal.com Message me for a confidential discussion, we look forward to hearing from you.
Vice President / Senior Vice President – Client Asset Safety (CASS) in Manchester employer: BNY Pershing
At BNY Pershing, we pride ourselves on being an exceptional employer, offering a dynamic and collaborative work culture that empowers senior leaders to drive meaningful change in the regulatory landscape. Our Manchester office provides a hybrid working model, fostering a balance between professional growth and personal well-being, while our commitment to innovation ensures that employees have access to cutting-edge tools and resources for continuous development. Join us to be part of a forward-thinking team dedicated to safeguarding client assets and enhancing governance frameworks in a highly regulated environment.
StudySmarter Expert Advice🤫
We think this is how you could land Vice President / Senior Vice President – Client Asset Safety (CASS) in Manchester
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and regulatory sectors. Attend industry events or webinars where you can meet potential employers and showcase your expertise in CASS and client asset safety.
✨Tip Number 2
Prepare for interviews by brushing up on FCA CASS rules and recent regulatory changes. Be ready to discuss how you've tackled compliance challenges in the past and how you can enhance governance frameworks in your new role.
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've used data-driven solutions to improve control environments. This will demonstrate your ability to drive transformation and innovation in client asset safety.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Vice President / Senior Vice President – Client Asset Safety (CASS) in Manchester
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of VP/SVP in Client Asset Safety. Highlight your experience with FCA CASS rules and any relevant governance or compliance roles you've held. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about client asset safety and how you can contribute to our mission. Be sure to mention specific achievements that demonstrate your leadership in regulatory environments.
Showcase Your Analytical Skills:Since this role requires strong analytical capabilities, make sure to include examples of how you've used data to drive decisions or improve processes in previous roles. We love seeing candidates who can think critically and act decisively!
Apply Through Our Website:We encourage you to apply directly through our website for the best chance of being noticed. It streamlines the process and ensures your application gets to the right people quickly. We can't wait to see what you bring to the table!
How to prepare for a job interview at BNY Pershing
✨Know Your CASS Inside Out
Make sure you have a solid understanding of FCA CASS rules and the safeguarding frameworks. Brush up on recent regulatory changes and be ready to discuss how they impact client asset safety. This will show your expertise and commitment to compliance.
✨Showcase Your Leadership Skills
Prepare examples that highlight your experience in leading cross-functional teams and managing regulatory engagements. Think about specific challenges you've faced and how you influenced outcomes. This is crucial for a VP/SVP role where leadership is key.
✨Be Data-Driven
Since the role involves driving data-led solutions, come prepared with insights on how you've used data to enhance control effectiveness or improve governance frameworks. Discuss any automation initiatives you've led or been part of, as this aligns with their focus on transformation.
✨Engage with Stakeholders
Demonstrate your ability to influence senior stakeholders by preparing to discuss your approach to building relationships across functions. Share examples of how you've successfully partnered with Operations, Risk, and Compliance teams to drive improvements in client asset protection.
