At a Glance
- Tasks: Lead client asset safety and ensure compliance with FCA regulations in a dynamic financial environment.
- Company: Join BNY Pershing, a global leader in financial services and asset safeguarding.
- Benefits: Competitive salary, high visibility, and the chance to shape regulatory frameworks.
- Other info: Collaborative environment with opportunities for professional growth and transformation.
- Why this job: Make a real impact on client asset protection in a modern, data-driven platform.
- Qualifications: Proven experience in CASS, strong analytical skills, and leadership capabilities.
The predicted salary is between 80000 - 100000 £ per year.
We are partnering with BNY Pershing’s Wealth Services Platform to appoint experienced Vice President (VP) and Senior Vice President (SVP) leaders into a dedicated Client Asset Safety (CASS) function. This is a critical regulatory control leadership area, responsible for ensuring robust governance, oversight, and compliance with FCA Client Asset (CASS) rules, alongside broader EMEA client asset regulatory frameworks. You will play a key role in safeguarding client money and custody assets across a complex global operating environment, while driving improvements in control effectiveness, automation, and risk transparency.
Join a leading global financial services organisation operating at the centre of custody, clearing, and investment servicing across global markets. The business plays a critical role in safeguarding client assets within highly regulated environments, including FCA CASS and other international client asset regimes. With a strong focus on governance, control, and operational resilience, the organisation combines large-scale wealth services operations with ongoing investment in data, automation, and process improvement. Senior leaders operate in a collaborative, transformation-focused environment where they can directly influence regulatory outcomes, enhance control frameworks, and drive improvements across global operating models.
Key Responsibilities
- Oversight of Client Asset (CASS) governance, controls, and assurance frameworks
- Ensuring compliance with FCA CASS, CBI, and JFSC client asset regulations
- Managing and enhancing the CASS oversight and quality assurance plan
- Reviewing control effectiveness across custody, reconciliations, and segregation processes
- Leading regulatory reporting, breach assessment, and materiality evaluation
- Acting as a key escalation point for client asset risk issues and incidents
- Preparing and presenting reporting for Boards, Executive Committees, and senior governance forums (SVP level focus)
- Partnering with Operations, Risk, Compliance, Technology, and Audit teams
- Driving remediation of control gaps and regulatory findings
- Identifying and implementing automation and data-led improvements in control environments
What We’re Looking For
- Proven experience at VP or SVP level in CASS, Client Assets, Custody, or Regulatory Controls
- Strong understanding of FCA CASS rules and client asset safeguarding frameworks
- Experience in operational risk, governance, or compliance oversight roles
- Background in custody, asset servicing, or regulated financial markets environments
- Experience managing regulatory engagement, audit processes, and remediation programmes
- Strong analytical capability and control mindset
- Ability to operate in complex, global, matrixed environments
- Experience leading or influencing teams and senior stakeholders
Highly Desirable
- Experience with CMAR / MCAR reporting
- Exposure to reconciliation frameworks and custody controls
- Background in operational resilience or control transformation
- Experience implementing automation or control enhancements
Why Join
- A senior leadership role within a critical regulatory control function in financial services
- High visibility across executive and regulatory stakeholders
- Opportunity to shape and enhance global client asset protection frameworks
- Work within a modernising, data-driven wealth services platform
Applicants must have full, unrestricted right to work in the UK. Sponsorship is not available now or in the future.
Client Asset Safety in Manchester employer: BNY Pershing
At BNY Pershing, we pride ourselves on being a leading global financial services organisation that prioritises client asset safety and regulatory compliance. Our collaborative work culture fosters innovation and transformation, providing senior leaders with the opportunity to directly influence governance and operational resilience in a dynamic environment. With a strong commitment to employee growth and a focus on data-driven improvements, we offer a rewarding career path for those looking to make a meaningful impact in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Client Asset Safety in Manchester
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like BNY Pershing. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Client Asset Safety in Manchester
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to BNY Pershing.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on BNY Pershing's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at BNY Pershing
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with BNY Pershing.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at BNY Pershing will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former BNY Pershing employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
