At a Glance
- Tasks: Lead client asset safety and ensure compliance with regulatory frameworks.
- Company: Join a leading global financial services organisation focused on safeguarding client assets.
- Benefits: Competitive salary, benefits package, and a hybrid work model.
- Other info: Opportunity for significant influence and career growth in a dynamic environment.
- Why this job: Shape the future of global wealth services in a high-impact governance role.
- Qualifications: Proven experience in CASS, custody, or regulatory controls at VP/SVP level.
The predicted salary is between 80000 - 100000 £ per year.
We are partnering with BNY Pershing Wealth Services Platform to appoint experienced Vice President (VP) and Senior Vice President (SVP) leaders into a dedicated Client Asset Safety (CASS) function. This is a senior regulatory control leadership role within a high-impact governance environment, responsible for safeguarding client money and custody assets while ensuring full compliance with FCA CASS rules and wider EMEA client asset regulatory frameworks.
You will play a pivotal role in strengthening control effectiveness, enhancing oversight frameworks, and driving data-led and automated solutions across a complex global operating model.
Join a leading global financial services organisation operating at the heart of custody, clearing, and investment servicing across international markets. The business plays a critical role in safeguarding client assets within highly regulated environments, including FCA CASS, CBI, and JFSC regimes. With a strong focus on governance, operational resilience, and control integrity, the organisation continues to invest heavily in automation, data quality, and transformation.
Senior leaders operate in a highly collaborative, transformation-led environment where they are empowered to directly influence regulatory outcomes, strengthen enterprise-wide control frameworks, and shape the future of global wealth services.
The Role: VP / SVP – Client Asset Safety (CASS)
You will lead oversight of client asset protection frameworks, ensuring robust governance, regulatory compliance, and continuous improvement of control environments across custody operations. At SVP level, this role carries significant responsibility for executive reporting, regulatory engagement, and enterprise-wide risk visibility.
Key Responsibilities
- Own and enhance Client Asset (CASS) governance, oversight, and assurance frameworks
- Ensure compliance with FCA CASS, CBI, and JFSC client asset regulations
- Lead execution of the CASS oversight and quality assurance programme
- Assess and challenge control effectiveness across custody, segregation, and reconciliation processes
- Oversee regulatory reporting, breach assessment, and materiality evaluation
- Act as a key escalation point for client asset risk events and operational incidents
- Produce and present governance reporting for Boards, ExCo, and senior committees (SVP level)
- Partner with Operations, Risk, Compliance, Technology, and Internal Audit functions
- Drive remediation of control gaps, audit findings, and regulatory issues
- Identify and implement automation and data-driven control enhancements
What We’re Looking For
- Proven experience at VP or SVP level in CASS, Client Assets, Custody, or Regulatory Controls
- Strong working knowledge of FCA CASS rules and safeguarding frameworks
- Background in operational risk, governance, compliance, or control oversight
- Experience in custody, asset servicing, or regulated financial services environments
- Demonstrated track record managing regulatory engagement, audits, and remediation programmes
- Strong analytical capability with a deep control and risk mindset
- Experience operating in complex, global, matrixed organisations
- Ability to influence senior stakeholders and lead cross-functional initiatives
Highly Desirable
- Experience with CMAR / MCAR reporting
- Exposure to reconciliation frameworks and custody control environments
- Background in operational resilience or control transformation programmes
- Experience delivering automation or process improvement initiatives
Why Join
- Senior leadership role within a mission-critical regulatory control function
- High visibility across executive leadership and regulatory stakeholders
- Opportunity to shape and enhance global client asset protection frameworks
- Work within a modernising, data-driven wealth services platform
- Strong culture of transformation, innovation, and continuous improvement
Eligibility
- Applicants must have full, unrestricted right to work in the UK.
- Sponsorship is not available for this role, now or in the future.
- We are particularly interested in candidates who can demonstrate long-term eligibility to work in the UK without requiring future sponsorship.
How to Apply
If you’re a VP or SVP-level professional ready to make an impact: Click “Apply” via LinkedIn or contact directly: Message me for a confidential discussion, we look forward to hearing from you.
Vice President / Senior Vice President – Client Asset Safety (CASS) in Bolton employer: BNY Pershing
At BNY Pershing, we pride ourselves on being an exceptional employer, offering a dynamic and collaborative work culture that empowers senior leaders to influence regulatory outcomes and enhance client asset protection frameworks. Our commitment to employee growth is evident through our investment in automation and continuous improvement initiatives, providing opportunities for meaningful contributions within a high-impact governance environment in Manchester. Join us to be part of a forward-thinking organisation that values innovation and operational resilience while ensuring compliance with the highest regulatory standards.
StudySmarter Expert Advice🤫
We think this is how you could land Vice President / Senior Vice President – Client Asset Safety (CASS) in Bolton
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and regulatory sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on FCA CASS rules and recent regulatory changes. Show that you’re not just knowledgeable but also passionate about client asset safety and governance.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you note to express your appreciation and reiterate your interest in the role. It keeps you top of mind!
✨Tip Number 4
Apply through our website for the best chance at landing that VP or SVP role. We want to see your application directly, and it shows you’re serious about joining our team!
We think you need these skills to ace Vice President / Senior Vice President – Client Asset Safety (CASS) in Bolton
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of VP/SVP in Client Asset Safety. Highlight your experience with FCA CASS rules and any relevant governance or compliance roles you've held. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this senior leadership role. Share specific examples of how you've enhanced control frameworks or managed regulatory engagements in the past. Let us know what makes you tick!
Showcase Your Leadership Skills:As a VP/SVP, leadership is key. In your application, emphasise your ability to influence senior stakeholders and lead cross-functional initiatives. We want to see how you've driven change and improved processes in previous roles.
Apply Through Our Website:We encourage you to apply directly through our website for the best chance of getting noticed. It’s the easiest way for us to keep track of your application and ensure it reaches the right people. Don’t miss out on this opportunity!
How to prepare for a job interview at BNY Pershing
✨Know Your Regulations
Make sure you brush up on FCA CASS rules and other relevant regulations before the interview. Being able to discuss these frameworks confidently will show that you’re not just familiar with the role but also understand the regulatory landscape.
✨Showcase Your Leadership Experience
Prepare specific examples of how you've led teams or initiatives in previous roles, especially in governance or compliance. Highlighting your ability to influence senior stakeholders and drive cross-functional projects will be key in demonstrating your fit for a VP/SVP position.
✨Be Data-Driven
Since the role involves driving data-led solutions, come prepared with examples of how you've used data to enhance control effectiveness or improve processes. This will illustrate your analytical capabilities and your commitment to continuous improvement.
✨Engage with the Interviewers
Don’t hesitate to ask insightful questions about the company’s current challenges in client asset safety. Engaging with the interviewers shows your genuine interest in the role and helps you assess if the company aligns with your values and career goals.
