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- Tasks: Oversee client asset safety and ensure compliance with financial regulations.
- Company: Join BNY, a leading global financial services company driving innovation.
- Benefits: Competitive pay, flexible resources, generous leave, and wellbeing programs.
- Other info: Dynamic culture with opportunities for personal and professional growth.
- Why this job: Make a real impact in finance while working with cutting-edge technology.
- Qualifications: Experience in client asset roles and strong regulatory knowledge required.
The predicted salary is between 100000 - 150000 £ per year.
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting‑edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.
We’re seeking a future team member for the role of Senior Vice President, Client Asset Safety to join our Wealth Services Platform team. This role is located in Manchester.
In this role, you’ll make an impact in the following ways:
- Oversight of the operational effectiveness of BNY Pershing’s systems and controls that are designed to achieve compliance with the Financial Conduct Authority’s (FCA) Client Asset Rules (CASS), CBI Client Asset rules and JFSC Client Asset rules.
- Manage the Client Asset Oversight quality assurance plan to ensure that we meet our regulatory requirements and obligations.
- Prepare and submit reports at Board and Executive Committee level to Senior Management and the Head of Client Asset Oversight.
- Act as the CASS SME for business initiatives from a client asset safety perspective and participate in Project Steering or Working Groups.
- Identify and implement opportunities to enhance and automate controls and culture to mitigate risk to BNY Pershing, its clients and the market.
To be successful in this role, we’re seeking the following:
- Bachelor’s degree and a number of years’ experience in a senior client asset specific role.
- Strong experience of operational application of client asset rules.
- Full understanding of managing breaches of the regulations, including materiality assessment and regulatory reporting where required.
- Experience of regulatory submissions/notifications such as CMAR/ MCAR and adhering to regulatory deadlines.
- Experience of managing an operations or Client Asset Oversight team.
At BNY, our culture speaks for itself.
Our Benefits and Rewards: BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay‑for‑performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
Senior Vice President, Client Asset Safety employer: BNY Mellon
Contact Detail:
BNY Mellon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Vice President, Client Asset Safety
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance industry, especially those who work at BNY or similar companies. A friendly chat can open doors and give you insider info on the role.
✨Tip Number 2
Prepare for the interview by diving deep into BNY's culture and values. Show us how your experience aligns with their mission of client asset safety and operational excellence. We love candidates who resonate with our ethos!
✨Tip Number 3
Don’t just wait for the job to come to you! Apply through our website and follow up with a quick email to express your enthusiasm. It shows initiative and keeps you on our radar.
✨Tip Number 4
Brush up on your knowledge of client asset rules and regulations. Being able to discuss these confidently during your interview will set you apart as a strong candidate who understands the landscape.
We think you need these skills to ace Senior Vice President, Client Asset Safety
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Vice President, Client Asset Safety role. Highlight your experience with client asset rules and any relevant regulatory submissions. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about client asset safety and how you can contribute to our team at BNY. Be sure to mention specific experiences that demonstrate your expertise.
Showcase Your Achievements: When detailing your work experience, focus on your achievements rather than just responsibilities. Use metrics where possible to show how you've made an impact in previous roles. We love seeing results!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way to ensure your application gets into the right hands. Plus, it shows us you're serious about joining our extraordinary team at BNY.
How to prepare for a job interview at BNY Mellon
✨Know Your Regulations
Make sure you brush up on the Financial Conduct Authority’s Client Asset Rules (CASS) and other relevant regulations. Being able to discuss these confidently will show that you’re not just familiar with the rules, but that you can apply them effectively in your role.
✨Showcase Your Leadership Skills
As a Senior Vice President, you'll need to demonstrate strong leadership capabilities. Prepare examples of how you've successfully managed teams or projects in the past, especially in relation to client asset oversight and compliance. This will help illustrate your ability to lead and inspire others.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific situations, such as managing breaches of regulations or implementing new controls. Think through potential scenarios and your responses ahead of time, so you can showcase your problem-solving skills and strategic thinking.
✨Highlight Your Innovation Mindset
BNY values innovation, so be ready to discuss how you've identified opportunities for improvement in previous roles. Share any experiences where you've implemented new technologies or processes that enhanced operational effectiveness, as this aligns with their focus on transformative solutions.