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For Companies At a Glance
- Tasks: Lead a dynamic team to enhance accountability and control in financial markets.
- Company: Join BNY, a global leader in financial services with a culture of innovation.
- Benefits: Competitive pay, flexible resources, generous leave, and wellbeing programs.
- Why this job: Make a real impact in finance while working with cutting-edge technology.
- Qualifications: Experience in Risk and Control, Compliance, or Regulatory roles preferred.
- Other info: Be part of a diverse team driving transformative solutions in the financial industry.
The predicted salary is between 48000 - 72000 ÂŁ per year.
Markets Control Manager, Markets Control Team
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.
Team Description
The Markets Control team is a dynamic team working to support the BNY Markets execution business in:
- FX
- Fixed Income and Equities
- Liquidity and Margin Services
- Securities Finance
We’re seeking a future team member for the role of Markets Control Manager in our Markets Controls Team in London.
In this role, you’ll make an impact in the following ways:
- Run a team that are working to build and enhance accountability and control capabilities of BNY Markets. This is achieved through the continued development of mitigating controls to strengthen the Markets Control Supervision framework. Examples of control that strengthen the supervisory framework include Cancel & Amends, Trader Mandate exception alerting and out of hours and off‑premises trading checks. The successful candidate will be able to understand and assist with interpreting trade and booking workflows and apply that knowledge to development of associated controls.
- Promote a strong regulatory mindset across the Markets business through a thorough knowledge and understanding of both global regulation (including FINRA/MiFID/MAR) and financial markets. As a result, the successful candidate will be able to provide regulatory input into market abuse surveillance activities, dealing with enquires from second line Compliance surveillance colleagues, assisting with compilation of the market abuse risk assessment and where required, assisting with market abuse parameter reviews.
- Solid understanding of pricing dynamics in global markets and be responsible for helping oversee pricing check controls for FX, Equities and Fixed Income trading, operated by the first line Controls team through proprietary built and vendor tools. The candidate will be able to identify and elevate to the business instances where clients may not have received best execution and manage associated governance meetings, where best execution is reviewed. Where proprietary tools need to be developed or further enhanced, the candidate will be able to deal with model risk partners and manage the product development lifecycle working with development teams.
- Thorough knowledge of global market abuse surveillance requirements and how controls need to be applied to trades, orders, eComms and voice recording. This will enable the candidate to assist in compilation of the annual market abuse risk assessment process which is driven by Compliance colleagues requiring input from lines of business. In addition, the successful candidate will be able to act as a point of control for any surveillance related enquires to the business from Compliance teams.
To be successful in this role, we’re seeking the following:
- Relevant experience in a similar Risk and Control, Compliance, Audit or Regulatory role.
- Experience gained from a Regulatory organization would be beneficial.
- Thorough knowledge of financial markets, particularly fixed income and equity products.
- Strong working knowledge of the applicable regulatory principles and rules, such as market abuse, best execution and information barriers would be advantageous.
- Experience operating surveillance systems, investigating potentially abusive behaviour and dealing with trading staff.
- Investigative skills and an analytical mindset are essential.
- Oral and written communication skills in English and the ability to understand compliance policies and process assigned tasks in accordance with procedures.
- Bachelor’s degree or master’s degree preferred.
At BNY, our culture speaks for itself, check out the latest BNY news at:
BNY Newsroom
BNY LinkedIn
Here’s a few of our recent awards:
- America’s Most Innovative Companies, Fortune, 2025
- World’s Most Admired Companies, Fortune 2025
- “Most Just Companies”, Just Capital and CNBC, 2025
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay‑for‑performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
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Markets Control Manager, Markets Control Team employer: BNY Mellon
Contact Detail:
BNY Mellon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Markets Control Manager, Markets Control Team
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those at BNY. A friendly chat can open doors and give you insights that a job description just can't.
✨Tip Number 2
Prepare for interviews by diving deep into BNY's culture and values. Show them you’re not just another candidate; you’re someone who truly gets what #LifeAtBNY is all about.
✨Tip Number 3
Practice your responses to common interview questions, but keep it natural. We want you to sound confident and authentic, not like a robot reciting lines.
✨Tip Number 4
Don’t forget to follow up after your interview! A quick thank-you note can leave a lasting impression and show that you’re genuinely interested in the role.
We think you need these skills to ace Markets Control Manager, Markets Control Team
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Markets Control Manager role. Highlight relevant experience in Risk and Control, Compliance, or Regulatory roles, and don’t forget to showcase your knowledge of financial markets and applicable regulations.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about the role and how your skills align with BNY’s mission. Be specific about your experience with market abuse surveillance and pricing dynamics.
Showcase Your Analytical Skills: Since this role requires strong investigative skills and an analytical mindset, make sure to include examples of how you've used these skills in past roles. Whether it’s dealing with trading staff or operating surveillance systems, let us know!
Apply Through Our Website: We encourage you to apply through our website for the best chance of being noticed. It’s the easiest way for us to keep track of your application and ensure it gets to the right people. Don’t miss out on this opportunity!
How to prepare for a job interview at BNY Mellon
✨Know Your Markets
Make sure you brush up on your knowledge of financial markets, especially fixed income and equity products. Understand the latest trends and regulations like FINRA and MiFID. This will not only help you answer questions confidently but also show your genuine interest in the role.
✨Showcase Your Analytical Skills
Prepare to discuss your investigative skills and analytical mindset. Think of examples from your past experiences where you've successfully identified issues or improved processes. Being able to articulate these instances will demonstrate your capability to handle the responsibilities of a Markets Control Manager.
✨Understand Regulatory Frameworks
Familiarise yourself with global market abuse surveillance requirements and best execution principles. Be ready to discuss how these apply to trading and compliance. This knowledge will be crucial in showcasing your fit for the role and your ability to promote a strong regulatory mindset.
✨Prepare Questions for Them
Interviews are a two-way street! Prepare insightful questions about the team dynamics, the tools they use, and how they measure success in the Markets Control Team. This shows that you're not just interested in the job, but also in how you can contribute to their goals.
