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- Tasks: Support compliance efforts in Securities Trading and monitor transactions effectively.
- Company: Join a leading financial services firm with a strong commitment to compliance.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Dynamic role with opportunities for growth and collaboration.
- Why this job: Make a real impact in the financial industry while developing your skills.
- Qualifications: Knowledge of financial services and strong analytical skills required.
The predicted salary is between 60000 - 80000 £ per year.
In this role, you’ll make an impact in the following ways:
- Supports day-to-day Securities Trading Conduct compliance efforts, with a focus on transaction monitoring.
- Review and investigate employees’ transaction monitoring alerts in a timely manner, ensuring adherence to the Policy.
- Provide guidance to employees on the Personal Securities Trading Policy.
- Ensure adequate records are maintained when closing alerts.
- Review any escalated items and if required, escalate items.
- Ensure employees transfer reportable accounts to an approved broker.
- Work with the business compliance officers as required during escalation process.
- Attend meetings and workshops as required in relation to the Personal Securities Trading Policy.
- Assist with ad-hoc projects as required.
To be successful in this role, we’re seeking the following:
- Knowledge of the financial services industry, U.S. securities markets, investment instruments, and compliance concepts.
- Strong analytical skills, problem-solving ability and attention to detail.
- Experience in Financial Services, Audit or Compliance background.
- Technical skills, particularly proficiency in Excel.
- Excellent interpersonal skills and a collaborative mindset.
Senior Specialist, Compliance & Control in Manchester employer: BNY Mellon
Contact Detail:
BNY Mellon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Specialist, Compliance & Control in Manchester
✨Tip Number 1
Network like a pro! Reach out to folks in the financial services industry, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of U.S. securities markets and compliance concepts. We recommend creating a cheat sheet with key terms and recent news to impress your interviewers.
✨Tip Number 3
Show off your analytical skills! During interviews, be ready to discuss specific examples where you’ve solved problems or improved processes. We love hearing about real-life experiences that highlight your attention to detail.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for passionate candidates who are eager to make an impact in compliance and control.
We think you need these skills to ace Senior Specialist, Compliance & Control in Manchester
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Specialist role. Highlight your experience in compliance and control, especially in transaction monitoring and the financial services industry. We want to see how your skills align with what we’re looking for!
Showcase Your Analytical Skills: Since this role requires strong analytical skills, don’t shy away from showcasing specific examples where you’ve used these skills effectively. We love seeing problem-solving abilities in action, so share those success stories!
Be Clear and Concise: When writing your application, keep it clear and concise. Use bullet points where possible to make it easy for us to read. We appreciate straightforward communication, especially when it comes to compliance matters!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at BNY Mellon
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of the financial services industry and U.S. securities markets. Be ready to discuss compliance concepts and how they relate to transaction monitoring, as this will show that you understand the core responsibilities of the role.
✨Show Off Your Analytical Skills
Prepare to demonstrate your analytical skills during the interview. Think of examples where you've successfully solved problems or paid attention to detail in your previous roles. This will help you stand out as someone who can handle the complexities of compliance and control.
✨Excel at Excel
Since technical skills are key for this position, make sure you're comfortable with Excel. Be prepared to discuss how you've used it in past roles, whether for data analysis or reporting. If you can, bring along examples of your work to showcase your proficiency.
✨Be a Team Player
Highlight your interpersonal skills and collaborative mindset. Share experiences where you've worked effectively with others, especially in compliance or audit settings. This will show that you can work well with business compliance officers and contribute positively to the team.