Senior Securities Trading Compliance Specialist in Manchester
Senior Securities Trading Compliance Specialist

Senior Securities Trading Compliance Specialist in Manchester

Manchester Full-Time 50000 - 65000 £ / year (est.) No home office possible
BNY Mellon

At a Glance

  • Tasks: Monitor transactions and ensure compliance with trading policies in a dynamic environment.
  • Company: Join BNY Mellon, a leading financial services firm with a strong reputation.
  • Benefits: Enjoy competitive pay, career development opportunities, and a supportive team culture.
  • Other info: Collaborative team atmosphere with opportunities for growth and learning.
  • Why this job: Make a real impact in the financial sector while developing your compliance expertise.
  • Qualifications: Knowledge of finance, strong analytical skills, and proficiency in Excel required.

The predicted salary is between 50000 - 65000 £ per year.

BNY Mellon is seeking a compliance professional to support Securities Trading Conduct compliance in Manchester, UK.

Key responsibilities include:

  • Monitoring transactions
  • Reviewing alerts
  • Ensuring adherence to the Personal Securities Trading Policy

The ideal candidate will have:

  • Knowledge of the financial services industry
  • Strong analytical and problem-solving abilities
  • Proficiency in Excel
  • Excellent interpersonal skills
  • A collaborative mindset

Senior Securities Trading Compliance Specialist in Manchester employer: BNY Mellon

At BNY Mellon, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation in the heart of Manchester. Our commitment to employee growth is evident through comprehensive training programmes and career advancement opportunities, ensuring that our team members thrive in their roles. With a focus on work-life balance and a supportive environment, BNY Mellon stands out as a rewarding place for compliance professionals looking to make a meaningful impact in the financial services industry.
BNY Mellon

Contact Detail:

BNY Mellon Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Securities Trading Compliance Specialist in Manchester

✨Tip Number 1

Network like a pro! Reach out to professionals in the financial services industry on LinkedIn or at local events. We can’t stress enough how valuable personal connections can be in landing that Senior Securities Trading Compliance Specialist role.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of compliance regulations and the Personal Securities Trading Policy. We recommend practising common interview questions with a friend to boost your confidence and showcase your analytical skills.

✨Tip Number 3

Show off your Excel skills! During interviews, be ready to discuss how you’ve used Excel in past roles. We suggest bringing examples of reports or analyses you've done to demonstrate your proficiency.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. We’re here to help you every step of the way, so make sure to take advantage of all the resources we offer.

We think you need these skills to ace Senior Securities Trading Compliance Specialist in Manchester

Compliance Knowledge
Securities Trading Conduct
Transaction Monitoring
Alert Review
Personal Securities Trading Policy
Analytical Skills
Problem-Solving Skills
Proficiency in Excel
Interpersonal Skills
Collaborative Mindset
Financial Services Industry Knowledge

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your experience in compliance and the financial services industry. We want to see how your skills align with the role, so don’t be shy about showcasing your analytical abilities and any relevant projects you've worked on.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. We love seeing candidates who can articulate their understanding of the Personal Securities Trading Policy and its importance.

Show Off Your Excel Skills: Since proficiency in Excel is a must-have for this role, make sure to mention any specific functions or tools you’re familiar with. If you’ve used Excel for data analysis or reporting, let us know – we’re keen to see your expertise!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our company culture and values!

How to prepare for a job interview at BNY Mellon

✨Know Your Compliance Stuff

Make sure you brush up on the latest regulations and compliance standards in the financial services industry. Being able to discuss specific policies, like the Personal Securities Trading Policy, will show that you're not just familiar with the role but genuinely interested in it.

✨Excel is Your Best Friend

Since proficiency in Excel is a must-have, practice using advanced functions and data analysis tools. Be ready to discuss how you've used Excel in past roles to monitor transactions or analyse data, as this will demonstrate your technical skills effectively.

✨Show Off Your Analytical Skills

Prepare examples of how you've tackled complex problems in previous jobs. Think about situations where you had to review alerts or monitor transactions, and be ready to explain your thought process and the outcomes. This will highlight your analytical abilities.

✨Be a Team Player

Interpersonal skills are key for this role, so think of times when you've collaborated with others to achieve a common goal. Be prepared to share these experiences during the interview, as it will showcase your collaborative mindset and ability to work well within a team.

Senior Securities Trading Compliance Specialist in Manchester
BNY Mellon
Location: Manchester

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