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- Tasks: Lead Client Asset Safety initiatives and enhance regulatory compliance for the Global Clearing Platform.
- Company: BNY, a leading global financial services company with a culture of innovation.
- Benefits: Competitive pay, flexible resources, generous paid leave, and wellbeing programs.
- Why this job: Join a team that drives transformative solutions and shapes the future of finance.
- Qualifications: Experience in compliance or risk management, strong analytical and communication skills.
- Other info: Inclusive culture with opportunities for personal and professional growth.
The predicted salary is between 43200 - 72000 £ per year.
At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
We're seeking a future team member for the role of Senior Vice President to join our Global Clearing Platform Control team. This role is in London.
In this role, you'll make an impact in the following ways:
- Lead the Client Asset Safety initiatives for the Global Clearing Platform and support the business with CASS/CAP/GAS expertise to achieve Platform strategy.
- Lead a strategic initiative to transform Pershing client asset safety oversight for the Outsourced Clearing products globally, while strengthening overall frameworks for the Clearing business in all jurisdictions and products.
- Specialize in Client Asset Safety processes and frameworks to lead reviews (Internal Audit, External Audit, Compliance Testing) in relation to in-scope legal entities that will strengthen the regulatory compliance footprint of the platform and ensure continued client asset safety standards.
- Analyze the application of Client Asset Safety rules to the Global Clearing business, including assessment of impacts for the introduction of new legal entities, products and process flows.
- Work on enhancements to Product Governance processes to streamline assessments, uplifting the Management Information related to Product Governance.
To be successful in this role, we're seeking the following:
- Experience in compliance, risk or operational governance is preferred, with demonstrated problem solving and analytical ability, and strong oral and written communication skills including providing technical advice.
- Organized, reliable team player who takes initiative with a strong capacity to work autonomously, responsibility towards client outcomes, and collaboration with internal stakeholders and the team.
- Great interpersonal and communication skills.
- Contributes to an inclusive working culture.
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
Senior Vice President, Regulatory Oversight Management in London employer: BNY Mellon
Contact Detail:
BNY Mellon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Vice President, Regulatory Oversight Management in London
✨Tip Number 1
Network like a pro! Reach out to connections in the finance and regulatory sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by researching BNY’s culture and values. Understand their approach to client asset safety and regulatory compliance. Tailor your responses to show how your experience aligns with their mission – it’ll make you stand out!
✨Tip Number 3
Practice your pitch! Be ready to explain how your skills in compliance and risk management can benefit BNY. Keep it concise and impactful – think of it as your personal brand statement that highlights your unique value.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us. Let’s get you on board!
We think you need these skills to ace Senior Vice President, Regulatory Oversight Management in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Vice President role. Highlight your experience in compliance, risk, or operational governance, and don’t forget to showcase your problem-solving skills. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role at BNY. Share specific examples of your past achievements and how they relate to the responsibilities outlined in the job description.
Showcase Your Communication Skills: Since strong written communication is key for this position, make sure your application is clear and concise. Use professional language but let your personality shine through. We love seeing candidates who can communicate effectively!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re serious about joining our amazing team at BNY!
How to prepare for a job interview at BNY Mellon
✨Know Your Regulatory Stuff
Make sure you brush up on the latest regulations and compliance standards relevant to the role. Being able to discuss specific CASS/CAP/GAS frameworks and how they apply to the Global Clearing business will show that you're not just familiar with the basics, but that you’re ready to lead initiatives.
✨Showcase Your Analytical Skills
Prepare examples of how you've tackled complex problems in previous roles. Think about times when your analytical abilities made a difference in compliance or risk management. This will help demonstrate your problem-solving skills and your capacity to assess impacts effectively.
✨Communicate Clearly and Confidently
Since strong oral and written communication skills are key for this position, practice articulating your thoughts clearly. You might want to prepare a few concise points about your experience and how it aligns with the job requirements, so you can convey your expertise confidently during the interview.
✨Emphasise Team Collaboration
BNY values teamwork, so be ready to discuss how you've successfully collaborated with internal stakeholders in the past. Share specific examples that highlight your ability to work autonomously while also being a reliable team player who contributes to an inclusive culture.
