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- Tasks: Oversee investment guideline compliance and resolve issues with clients and teams.
- Company: BNY Investments, a leading global financial services company.
- Benefits: Competitive salary, flexible resources, generous paid leave, and wellbeing programs.
- Why this job: Join a culture of innovation and make a real impact in finance.
- Qualifications: 5+ years in portfolio compliance, strong analytical skills, and excellent communication.
- Other info: Dynamic environment with opportunities for career growth and evening trading support.
The predicted salary is between 51000 - 73000 ÂŁ per year.
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting‑edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
We’re seeking a future team member for the role of Senior Portfolio Compliance Analyst at VP level to join our BNY Investments Portfolio Compliance team. This role can be located in London, UK and you will report to the Portfolio Compliance Manager in Boston, MA.
Responsibilities
- Assist in the oversight of the investment guideline compliance program for BNY Mellon Investments.
- Monitor pre‑ and post‑trade violations generated from the compliance system, and properly code, test, and troubleshoot restrictions and guidelines.
- Coordinate and/or communicate with clients, portfolio management, traders, operations, and data teams to resolve issues.
- Support the onboarding process for new client accounts, review and perform updates to client guidelines, including regulatory rules in connection with sub‑advised registered funds, and process client restricted lists.
- Work on various projects involving compliance-related matters independently as well as with other members of the group.
Qualifications
- Minimum of 5+ years of relevant portfolio compliance experience.
- BA/BS, MBA, CFA or equivalent.
- A broad understanding of different asset classes and knowledge of securities laws including the 1940 Act, UCITS, and ERISA.
- Strong analytical and problem‑solving skills and excellent attention to detail.
- Excellent oral and written communication skills and confidence in interacting with other internal business units.
- Ability to handle stressful situations with internal clients while maintaining a professional approach to problem solving.
- Experience using Blackrock Aladdin is a plus.
- Willingness to provide support for evening trading hours on a rotational basis (1‑2 days a week).
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay‑for‑performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer – Under‑represented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
BNY Investments - Senior Portfolio Compliance Analyst - VP level in London employer: BNY Mellon
Contact Detail:
BNY Mellon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land BNY Investments - Senior Portfolio Compliance Analyst - VP level in London
✨Network Like a Pro
Get out there and connect with people in the finance industry! Attend events, join online forums, and don’t be shy about reaching out to current BNY employees on LinkedIn. We all know that sometimes it’s not just what you know, but who you know!
✨Ace the Interview
Prepare for your interview by researching BNY's culture and values. Think about how your experience aligns with their mission of driving transformative solutions. We recommend practising common interview questions and having some thoughtful questions ready to show your interest!
✨Showcase Your Skills
When you get the chance to meet with hiring managers, make sure to highlight your analytical skills and problem-solving abilities. Share specific examples from your past work that demonstrate how you’ve tackled compliance issues. We want to see how you can add value to the team!
✨Apply Through Our Website
Don’t forget to apply directly through the BNY website! It’s the best way to ensure your application gets seen. Plus, we often have exclusive job postings that you won’t find anywhere else. So, get your application in and let’s make it happen!
We think you need these skills to ace BNY Investments - Senior Portfolio Compliance Analyst - VP level in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Portfolio Compliance Analyst role. Highlight your relevant experience, especially in portfolio compliance and any specific asset classes you’ve worked with. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to tell us why you’re passionate about compliance and how your background makes you a great fit for BNY. Don’t forget to mention any experience with regulatory rules or compliance systems.
Showcase Your Problem-Solving Skills: In your application, give examples of how you've tackled complex compliance issues in the past. We love candidates who can think critically and solve problems effectively, so don’t hold back on sharing your success stories!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, you’ll find all the details about the role and our company culture there!
How to prepare for a job interview at BNY Mellon
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of portfolio compliance, especially around the 1940 Act, UCITS, and ERISA. Being able to discuss these regulations confidently will show that you're not just familiar with the basics but can also navigate complex compliance issues.
✨Showcase Your Analytical Skills
Prepare to demonstrate your analytical and problem-solving skills during the interview. Think of specific examples where you've successfully identified and resolved compliance violations or improved processes. This will highlight your attention to detail and ability to handle stressful situations.
✨Communicate Like a Pro
Since this role involves coordinating with various teams, practice articulating your thoughts clearly and concisely. You might want to prepare a few scenarios where effective communication made a difference in resolving compliance issues. This will showcase your interpersonal skills and confidence.
✨Be Ready for Real-World Scenarios
Expect to be asked about how you would handle specific compliance-related challenges. Prepare by thinking through potential scenarios you might face in the role and how you would approach them. This will demonstrate your readiness to tackle the responsibilities of the position head-on.
